事件日期 |
中文股东名称 |
持股人名字 |
涉及股份(股) |
先前结余(股) |
先前结余率(%) |
先前类别 |
目前结余(股) |
目前结余率(%) |
目前类别 |
股份类别 |
2020-07-08 |
唐智海 |
唐智海 |
300000000 |
0 |
0.0000 |
L |
300000000 |
0.7500 |
L |
普通股 |
2020-07-08 |
伍静仪 |
伍静仪 |
300000000 |
0 |
0.0000 |
L |
300000000 |
0.7500 |
L |
普通股 |
2018-01-19 |
朱林芳 |
Chu Lam Fong |
300000000 |
300000000 |
75.0000 |
L |
300000000 |
75.0000 |
L |
Ordinary Shares |
2018-01-19 |
|
Eiffel Global Limited |
300000000 |
300000000 |
75.0000 |
L |
300000000 |
75.0000 |
L |
Ordinary Shares |
2018-01-19 |
|
Talent Ocean Holdings Limited |
300000000 |
300000000 |
75.0000 |
L |
300000000 |
75.0000 |
L |
Ordinary Shares |
2012-05-21 |
|
Mining Machinery Ltd. |
2617507028 |
2617507028 |
46.0500 |
L |
0 |
0.0000 |
L |
Ordinary Shares |
2012-05-21 |
|
Mining Machinery Ltd. |
1538464000 |
1538464000 |
27.0000 |
S |
0 |
0.0000 |
S |
Ordinary Shares |
2012-05-21 |
|
Thompson III James Edward |
2617507028 |
2617507028 |
70.3800 |
L |
0 |
0.0000 |
L |
Ordinary Shares |
2012-05-21 |
|
Thompson III James Edward |
1538464000 |
1538464000 |
27.0000 |
S |
0 |
0.0000 |
S |
Ordinary Shares |
2012-05-17 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
127103000 |
402117482 |
7.0600 |
L |
275014482 |
4.8300 |
L |
Common Shares |
2012-05-17 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
61392453 |
1.0700 |
S |
61392453 |
1.0700 |
S |
Common Shares |
2012-05-17 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-05-11 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
22451118 |
397250945 |
6.9800 |
L |
419702063 |
7.3700 |
L |
Common Shares |
2012-05-11 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
76152916 |
1.3300 |
S |
76061034 |
1.3300 |
S |
Common Shares |
2012-05-11 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-05-08 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
10000000 |
390887745 |
6.8700 |
L |
380887745 |
6.6900 |
L |
Common Shares |
2012-05-08 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
79386716 |
1.3900 |
S |
79386716 |
1.3900 |
S |
Common Shares |
2012-05-08 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-05-03 |
瑞士银行 |
UBS AG |
18699300 |
300395500 |
5.2800 |
L |
281696200 |
4.9500 |
L |
Ordinary |
2012-05-03 |
瑞士银行 |
UBS AG |
|
30048000 |
0.5300 |
S |
30048000 |
0.5300 |
S |
Ordinary |
2012-04-27 |
瑞士银行 |
UBS AG |
20681200 |
279714300 |
4.9200 |
L |
300395500 |
5.2800 |
L |
Ordinary |
2012-04-27 |
瑞士银行 |
UBS AG |
|
5048000 |
0.0900 |
S |
30048000 |
0.5300 |
S |
Ordinary |
2012-04-27 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
17722000 |
396659651 |
6.9700 |
L |
414381651 |
7.2800 |
L |
Common Shares |
2012-04-27 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
73880622 |
1.2900 |
S |
72880622 |
1.2800 |
S |
Common Shares |
2012-04-27 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-04-26 |
瑞士银行 |
UBS AG |
5188000 |
284902300 |
5.0100 |
L |
279714300 |
4.9200 |
L |
Ordinary |
2012-04-26 |
瑞士银行 |
UBS AG |
|
5048000 |
0.0900 |
S |
5048000 |
0.0900 |
S |
Ordinary |
2012-04-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
377461543 |
6.6300 |
L |
385046543 |
6.7600 |
L |
Common Shares |
2012-04-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
7585000 |
53719514 |
0.9400 |
S |
61304514 |
1.0700 |
S |
Common Shares |
2012-04-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-04-19 |
瑞士银行 |
UBS AG |
|
5048000 |
0.0900 |
S |
5048000 |
0.0900 |
S |
Ordinary |
2012-04-19 |
瑞士银行 |
UBS AG |
40000000 |
247516300 |
4.3500 |
L |
287516300 |
5.0500 |
L |
Ordinary |
2012-04-18 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
50000000 |
273751535 |
4.8100 |
L |
377460235 |
6.6300 |
L |
Common Shares |
2012-04-18 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
9506 |
0.0000 |
S |
53718206 |
0.9400 |
S |
Common Shares |
2012-04-18 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-03-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
30498549 |
310506215 |
5.4500 |
L |
280007666 |
4.9200 |
L |
Ordinary Shares |
2012-03-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
28186 |
0.0000 |
S |
29637 |
0.0000 |
S |
Ordinary Shares |
2012-03-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Ordinary Shares |
2012-03-08 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
50000000 |
249807642 |
4.3900 |
L |
299807642 |
5.2700 |
L |
Common Shares |
2012-03-08 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
29613 |
0.0000 |
S |
29613 |
0.0000 |
S |
Common Shares |
2012-03-08 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-02-22 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
60440000 |
286790907 |
5.0400 |
L |
226350907 |
3.9700 |
L |
Common Shares |
2012-02-22 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
30236878 |
0.5300 |
S |
16878 |
0.0000 |
S |
Common Shares |
2012-02-22 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-02-16 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
62400000 |
357749143 |
6.2800 |
L |
295349143 |
5.1900 |
L |
Common Shares |
2012-02-16 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
30235114 |
0.5300 |
S |
30235114 |
0.5300 |
S |
Common Shares |
2012-02-16 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-01-31 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
90578000 |
445505757 |
7.8300 |
L |
354927757 |
6.2400 |
L |
Common Shares |
2012-01-31 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
93578000 |
123811728 |
2.1700 |
S |
30233728 |
0.5300 |
S |
Common Shares |
2012-01-31 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-01-30 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
92578000 |
538083757 |
9.4600 |
L |
445505757 |
7.8300 |
L |
Common Shares |
2012-01-30 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
123811728 |
2.1700 |
S |
123811728 |
2.1700 |
S |
Common Shares |
2012-01-30 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2012-01-26 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
86299666 |
453948091 |
7.9800 |
L |
538083757 |
9.4600 |
L |
Common Shares |
2012-01-26 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
86299666 |
37512062 |
0.6600 |
S |
123811728 |
2.1800 |
S |
Common Shares |
2012-01-26 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2011-12-29 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
3553364 |
395451348 |
6.9500 |
L |
399004712 |
7.0100 |
L |
Common Shares |
2011-12-29 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
37510698 |
0.6500 |
S |
37512062 |
0.6500 |
S |
Common Shares |
2011-12-29 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2011-12-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
17742000 |
339857425 |
5.9700 |
L |
357599425 |
6.2800 |
L |
Common Shares |
2011-12-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
37509775 |
0.6500 |
S |
37509775 |
0.6500 |
S |
Common Shares |
2011-12-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
591650 |
0.0100 |
P |
591650 |
0.0100 |
P |
Common Shares |
2011-12-08 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
14000000 |
280248222 |
4.9200 |
L |
294248222 |
5.1700 |
L |
Common Shares |
2011-12-08 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
37509572 |
0.6500 |
S |
37509572 |
0.6500 |
S |
Common Shares |
2011-12-08 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
103650 |
0.0000 |
P |
103650 |
0.0000 |
P |
Common Shares |
2011-11-21 |
建行金融控股有限公司 |
CCB Financial Holdings Limited |
1538464000 |
1538464000 |
27.0700 |
L |
0 |
0.0000 |
L |
Ordinary Shares |
2011-11-21 |
建银国际(控股)有限公司 |
CCB International (Holdings) Limited |
1538464000 |
1538464000 |
27.0700 |
L |
0 |
0.0000 |
L |
Ordinary Shares |
2011-11-21 |
建银国际资产管理有限公司 |
CCB International Asset Management Limited |
1538464000 |
1538464000 |
27.0700 |
L |
0 |
0.0000 |
L |
Ordinary Shares |
2011-11-21 |
建银国际资产管理(开曼群岛)有限公司 |
CCB International Asset Management (Cayman) Limited |
1538464000 |
1538464000 |
27.0700 |
L |
0 |
0.0000 |
L |
Ordinary Shares |
2011-11-21 |
建行国际集团控股有限公司 |
CCB International Group Holdings Limited |
1538464000 |
1538464000 |
27.0700 |
L |
0 |
0.0000 |
L |
Ordinary Shares |
2011-11-21 |
中央汇金投资有限责任公司 |
Central Huijin Investment Limited |
1538464000 |
1538464000 |
27.0700 |
L |
0 |
0.0000 |
L |
Ordinary Shares |
2011-11-21 |
中国建设银行股份有限公司 |
China Construction Bank Corporation |
1538464000 |
1538464000 |
27.0700 |
L |
0 |
0.0000 |
L |
Ordinary Shares |
2011-11-21 |
|
Yield Shine Limited |
1538464000 |
1538464000 |
27.0700 |
L |
0 |
0.0000 |
L |
Ordinary Shares |
2011-11-21 |
|
Caterpillar (HK) Limited |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0600 |
L |
Ordinary Shares |
2011-11-21 |
|
Caterpillar (Luxembourg) Investment Co. S.A. |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0600 |
L |
Ordinary Shares |
2011-11-21 |
|
Caterpillar Inc |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0600 |
L |
Ordinary |
2011-07-12 |
|
Mining Machinery Ltd. |
1382492972 |
4000000000 |
70.3700 |
L |
2617507028 |
46.0500 |
L |
Ordinary Shares |
2011-07-12 |
|
Mining Machinery Ltd. |
|
1538464000 |
27.0000 |
S |
1538464000 |
27.0000 |
S |
Ordinary Shares |
2011-07-12 |
|
Thompson III James Edward |
1382492972 |
4000000000 |
70.3700 |
L |
2617507028 |
70.3800 |
L |
Ordinary Shares |
2011-07-12 |
|
Thompson III James Edward |
|
1538464000 |
27.0000 |
S |
1538464000 |
27.0000 |
S |
Ordinary Shares |
2011-04-01 |
建行金融控股有限公司 |
CCB Financial Holdings Limited |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0700 |
L |
Ordinary Shares |
2011-04-01 |
建银国际(控股)有限公司 |
CCB International (Holdings) Limited |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0700 |
L |
Ordinary Shares |
2011-04-01 |
建银国际资产管理有限公司 |
CCB International Asset Management Limited |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0700 |
L |
Ordinary Shares |
2011-04-01 |
建银国际资产管理(开曼群岛)有限公司 |
CCB International Asset Management (Cayman) Limited |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0700 |
L |
Ordinary Shares |
2011-04-01 |
建行国际集团控股有限公司 |
CCB International Group Holdings Limited |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0700 |
L |
Ordinary Shares |
2011-04-01 |
中央汇金投资有限责任公司 |
Central Huijin Investment Limited |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0700 |
L |
Ordinary Shares |
2011-04-01 |
中国建设银行股份有限公司 |
China Construction Bank Corporation |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0700 |
L |
Ordinary Shares |
2011-04-01 |
|
Hong Kong |
1538464000 |
0 |
0.0000 |
L |
1538464000 |
27.0700 |
L |
Ordinary Shares |
2011-04-01 |
|
Mining Machinery Ltd. |
|
4000000000 |
70.3800 |
L |
4000000000 |
70.3800 |
L |
Ordinary Shares |
2011-04-01 |
|
Mining Machinery Ltd. |
1538464000 |
|
|
|
1538464000 |
27.0000 |
S |
Ordinary Shares |
2011-04-01 |
|
Thompson III James Edward |
|
4000000000 |
70.3800 |
L |
4000000000 |
70.3800 |
L |
Ordinary Shares |
2011-04-01 |
|
Thompson III James Edward |
1538464000 |
|
|
|
1538464000 |
27.0000 |
S |
Ordinary Shares |
2011-01-05 |
|
Mining Machinery Ltd. |
|
4000000000 |
71.2400 |
L |
4000000000 |
70.3800 |
L |
Ordinary Shares |
2011-01-05 |
|
Thompson III James Edward |
|
4000000000 |
71.2400 |
L |
4000000000 |
70.3800 |
L |
Ordinary Shares |
2010-10-05 |
谢清海 |
Cheah Cheng Hye |
|
150000000 |
36.4300 |
L |
150000000 |
2.6700 |
L |
Ordinary Shares |
2010-10-05 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
|
150000000 |
36.4300 |
L |
150000000 |
2.6700 |
L |
Ordinary Shares |
2010-10-05 |
切亚有限公司 |
Cheah Company Limited |
|
150000000 |
36.4300 |
L |
150000000 |
2.6700 |
L |
Ordinary Shares |
2010-10-05 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
|
150000000 |
36.4300 |
L |
150000000 |
2.6700 |
L |
Ordinary Shares |
2010-10-05 |
|
Manulife Global Fund- China Value Fund |
|
38740000 |
9.4000 |
L |
38740000 |
0.6800 |
L |
Ordinary Shares |
2010-10-05 |
|
Value Partners Classic Fund |
|
33132000 |
8.0400 |
L |
33132000 |
0.5900 |
L |
Ordinary Shares |
2010-10-05 |
杜巧贤 |
To Hau Yin |
|
150000000 |
36.4300 |
L |
150000000 |
2.6700 |
L |
Ordinary Shares |
2010-10-05 |
惠理集团有限公司 |
Value Partners Group Limited |
|
150000000 |
36.4300 |
L |
150000000 |
2.6700 |
L |
Ordinary Shares |
2010-10-05 |
惠理基金管理公司 |
Value Partners Limited |
|
150000000 |
36.4300 |
L |
150000000 |
2.6700 |
L |
Ordinary Shares |
2010-09-30 |
|
Och-Ziff Capital Management Group LLC |
|
70000000 |
17.0000 |
L |
70000000 |
1.2500 |
L |
Ordinary Shares |
2010-09-30 |
|
OZ Management L.P. |
|
70000000 |
17.0000 |
L |
70000000 |
1.2500 |
L |
Ordinary Shares |
2010-09-30 |
|
OZ Master Fund, Ltd |
|
44660000 |
10.8500 |
L |
44660000 |
0.8000 |
L |
Ordinary Shares |
2010-09-30 |
|
Och Daniel Saul |
|
70000000 |
17.0000 |
L |
70000000 |
1.2500 |
L |
Ordinary Shares |
2010-09-30 |
|
Emory Williams |
4000000000 |
0 |
0.0000 |
L |
4000000000 |
71.2400 |
L |
Ordinary Shares |
2010-09-30 |
|
Mining Machinery Ltd. |
4000000000 |
0 |
0.0000 |
L |
4000000000 |
71.2400 |
L |
Ordinary Shares |
2010-09-30 |
|
Lee Sung Min |
|
71252000 |
4.4200 |
L |
71252000 |
1.2700 |
L |
Ordinary Shares |
2010-09-30 |
|
Vasky Inc. |
|
71252000 |
4.4200 |
L |
71252000 |
1.2700 |
L |
Ordinary Shares |
2010-09-30 |
|
Thompson III James Edward |
4000000000 |
0 |
0.0000 |
L |
4000000000 |
71.2400 |
L |
Ordinary Shares |
2010-09-21 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
150000000 |
0 |
0.0000 |
L |
150000000 |
36.4300 |
L |
Ordinary Shares |
2010-09-21 |
谢清海 |
Cheah Cheng Hye |
150000000 |
0 |
0.0000 |
L |
150000000 |
36.4300 |
L |
Ordinary Shares |
2010-09-21 |
切亚有限公司 |
Cheah Company Limited |
150000000 |
0 |
0.0000 |
L |
150000000 |
36.4300 |
L |
Ordinary Shares |
2010-09-21 |
|
Manulife Global Fund- China Value Fund |
38740000 |
0 |
0.0000 |
L |
38740000 |
9.4000 |
L |
Ordinary Shares |
2010-09-21 |
|
Och Daniel Saul |
70000000 |
0 |
0.0000 |
L |
70000000 |
17.0000 |
L |
Ordinary Shares |
2010-09-21 |
|
Och-Ziff Capital Management Group LLC |
70000000 |
0 |
0.0000 |
L |
70000000 |
17.0000 |
L |
Ordinary Shares |
2010-09-21 |
|
OZ Management L.P. |
70000000 |
0 |
0.0000 |
L |
70000000 |
17.0000 |
L |
Ordinary Shares |
2010-09-21 |
|
OZ Master Fund, Ltd |
44660000 |
0 |
0.0000 |
L |
44660000 |
10.8500 |
L |
Ordinary Shares |
2010-09-21 |
杜巧贤 |
To Hau Yin |
150000000 |
0 |
0.0000 |
L |
150000000 |
36.4300 |
L |
Ordinary Shares |
2010-09-21 |
|
Value Partners Classic Fund |
33132000 |
0 |
0.0000 |
L |
33132000 |
8.0400 |
L |
Ordinary Shares |
2010-09-21 |
惠理集团有限公司 |
Value Partners Group Limited |
150000000 |
0 |
0.0000 |
L |
150000000 |
36.4300 |
L |
Ordinary Shares |
2010-09-21 |
惠理基金管理公司 |
Value Partners Limited |
150000000 |
0 |
0.0000 |
L |
150000000 |
36.4300 |
L |
Ordinary Shares |
2010-09-20 |
华康投资有限公司 |
Wah Hong Investments Limited |
|
18000000 |
4.3700 |
L |
18000000 |
1.1200 |
L |
Ordinary Shares |
2010-09-20 |
|
Vasky Inc. |
|
71252000 |
17.3100 |
L |
71252000 |
4.4200 |
L |
Ordinary Shares |
2010-09-20 |
|
Ancient Castle Group Limited |
|
23619819 |
5.7400 |
L |
23619819 |
1.4700 |
L |
Ordinary Shares |
2010-01-14 |
|
Vasky Inc. |
11000000 |
82252000 |
20.5900 |
L |
71252000 |
17.8300 |
L |
Ordinary Shares |
2010-01-05 |
|
Vasky Inc. |
24160000 |
106412000 |
26.6300 |
L |
82252000 |
20.5900 |
L |
Ordinary Shares |
2009-02-02 |
|
Vasky Inc. |
106412000 |
106412000 |
27.7100 |
L |
106412000 |
26.6900 |
L |
Ordinary Shares |
2009-02-02 |
|
Ancient Castle Group Limited |
2879819 |
48740000 |
10.9300 |
L |
51619819 |
12.9500 |
L |
Ordinary Shares |