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事件日期	中文股东名称	持股人名字	涉及股份(股)	先前结余(股)	先前结余率(%)	先前类别	目前结余(股)	目前结余率(%)	目前类别	股份类别
2020-07-08	唐智海	唐智海	300000000	0	0.0000	L	300000000	0.7500	L	普通股
2020-07-08	伍静仪	伍静仪	300000000	0	0.0000	L	300000000	0.7500	L	普通股
2018-01-19	朱林芳	Chu Lam Fong	300000000	300000000	75.0000	L	300000000	75.0000	L	Ordinary Shares
2018-01-19		Eiffel Global Limited	300000000	300000000	75.0000	L	300000000	75.0000	L	Ordinary Shares
2018-01-19		Talent Ocean Holdings Limited	300000000	300000000	75.0000	L	300000000	75.0000	L	Ordinary Shares
2012-05-21		Mining Machinery Ltd.	2617507028	2617507028	46.0500	L	0	0.0000	L	Ordinary Shares
2012-05-21		Mining Machinery Ltd.	1538464000	1538464000	27.0000	S	0	0.0000	S	Ordinary Shares
2012-05-21		Thompson III James Edward	2617507028	2617507028	70.3800	L	0	0.0000	L	Ordinary Shares
2012-05-21		Thompson III James Edward	1538464000	1538464000	27.0000	S	0	0.0000	S	Ordinary Shares
2012-05-17	德意志银行	Deutsche Bank Aktiengesellschaft	127103000	402117482	7.0600	L	275014482	4.8300	L	Common Shares
2012-05-17	德意志银行	Deutsche Bank Aktiengesellschaft		61392453	1.0700	S	61392453	1.0700	S	Common Shares
2012-05-17	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-05-11	德意志银行	Deutsche Bank Aktiengesellschaft	22451118	397250945	6.9800	L	419702063	7.3700	L	Common Shares
2012-05-11	德意志银行	Deutsche Bank Aktiengesellschaft		76152916	1.3300	S	76061034	1.3300	S	Common Shares
2012-05-11	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-05-08	德意志银行	Deutsche Bank Aktiengesellschaft	10000000	390887745	6.8700	L	380887745	6.6900	L	Common Shares
2012-05-08	德意志银行	Deutsche Bank Aktiengesellschaft		79386716	1.3900	S	79386716	1.3900	S	Common Shares
2012-05-08	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-05-03	瑞士银行	UBS AG	18699300	300395500	5.2800	L	281696200	4.9500	L	Ordinary
2012-05-03	瑞士银行	UBS AG		30048000	0.5300	S	30048000	0.5300	S	Ordinary
2012-04-27	瑞士银行	UBS AG	20681200	279714300	4.9200	L	300395500	5.2800	L	Ordinary
2012-04-27	瑞士银行	UBS AG		5048000	0.0900	S	30048000	0.5300	S	Ordinary
2012-04-27	德意志银行	Deutsche Bank Aktiengesellschaft	17722000	396659651	6.9700	L	414381651	7.2800	L	Common Shares
2012-04-27	德意志银行	Deutsche Bank Aktiengesellschaft		73880622	1.2900	S	72880622	1.2800	S	Common Shares
2012-04-27	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-04-26	瑞士银行	UBS AG	5188000	284902300	5.0100	L	279714300	4.9200	L	Ordinary
2012-04-26	瑞士银行	UBS AG		5048000	0.0900	S	5048000	0.0900	S	Ordinary
2012-04-20	德意志银行	Deutsche Bank Aktiengesellschaft		377461543	6.6300	L	385046543	6.7600	L	Common Shares
2012-04-20	德意志银行	Deutsche Bank Aktiengesellschaft	7585000	53719514	0.9400	S	61304514	1.0700	S	Common Shares
2012-04-20	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-04-19	瑞士银行	UBS AG		5048000	0.0900	S	5048000	0.0900	S	Ordinary
2012-04-19	瑞士银行	UBS AG	40000000	247516300	4.3500	L	287516300	5.0500	L	Ordinary
2012-04-18	德意志银行	Deutsche Bank Aktiengesellschaft	50000000	273751535	4.8100	L	377460235	6.6300	L	Common Shares
2012-04-18	德意志银行	Deutsche Bank Aktiengesellschaft		9506	0.0000	S	53718206	0.9400	S	Common Shares
2012-04-18	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-03-20	德意志银行	Deutsche Bank Aktiengesellschaft	30498549	310506215	5.4500	L	280007666	4.9200	L	Ordinary Shares
2012-03-20	德意志银行	Deutsche Bank Aktiengesellschaft		28186	0.0000	S	29637	0.0000	S	Ordinary Shares
2012-03-20	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Ordinary Shares
2012-03-08	德意志银行	Deutsche Bank Aktiengesellschaft	50000000	249807642	4.3900	L	299807642	5.2700	L	Common Shares
2012-03-08	德意志银行	Deutsche Bank Aktiengesellschaft		29613	0.0000	S	29613	0.0000	S	Common Shares
2012-03-08	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-02-22	德意志银行	Deutsche Bank Aktiengesellschaft	60440000	286790907	5.0400	L	226350907	3.9700	L	Common Shares
2012-02-22	德意志银行	Deutsche Bank Aktiengesellschaft		30236878	0.5300	S	16878	0.0000	S	Common Shares
2012-02-22	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-02-16	德意志银行	Deutsche Bank Aktiengesellschaft	62400000	357749143	6.2800	L	295349143	5.1900	L	Common Shares
2012-02-16	德意志银行	Deutsche Bank Aktiengesellschaft		30235114	0.5300	S	30235114	0.5300	S	Common Shares
2012-02-16	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-01-31	德意志银行	Deutsche Bank Aktiengesellschaft	90578000	445505757	7.8300	L	354927757	6.2400	L	Common Shares
2012-01-31	德意志银行	Deutsche Bank Aktiengesellschaft	93578000	123811728	2.1700	S	30233728	0.5300	S	Common Shares
2012-01-31	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-01-30	德意志银行	Deutsche Bank Aktiengesellschaft	92578000	538083757	9.4600	L	445505757	7.8300	L	Common Shares
2012-01-30	德意志银行	Deutsche Bank Aktiengesellschaft		123811728	2.1700	S	123811728	2.1700	S	Common Shares
2012-01-30	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2012-01-26	德意志银行	Deutsche Bank Aktiengesellschaft	86299666	453948091	7.9800	L	538083757	9.4600	L	Common Shares
2012-01-26	德意志银行	Deutsche Bank Aktiengesellschaft	86299666	37512062	0.6600	S	123811728	2.1800	S	Common Shares
2012-01-26	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2011-12-29	德意志银行	Deutsche Bank Aktiengesellschaft	3553364	395451348	6.9500	L	399004712	7.0100	L	Common Shares
2011-12-29	德意志银行	Deutsche Bank Aktiengesellschaft		37510698	0.6500	S	37512062	0.6500	S	Common Shares
2011-12-29	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2011-12-20	德意志银行	Deutsche Bank Aktiengesellschaft	17742000	339857425	5.9700	L	357599425	6.2800	L	Common Shares
2011-12-20	德意志银行	Deutsche Bank Aktiengesellschaft		37509775	0.6500	S	37509775	0.6500	S	Common Shares
2011-12-20	德意志银行	Deutsche Bank Aktiengesellschaft		591650	0.0100	P	591650	0.0100	P	Common Shares
2011-12-08	德意志银行	Deutsche Bank Aktiengesellschaft	14000000	280248222	4.9200	L	294248222	5.1700	L	Common Shares
2011-12-08	德意志银行	Deutsche Bank Aktiengesellschaft		37509572	0.6500	S	37509572	0.6500	S	Common Shares
2011-12-08	德意志银行	Deutsche Bank Aktiengesellschaft		103650	0.0000	P	103650	0.0000	P	Common Shares
2011-11-21	建行金融控股有限公司	CCB Financial Holdings Limited	1538464000	1538464000	27.0700	L	0	0.0000	L	Ordinary Shares
2011-11-21	建银国际（控股）有限公司	CCB International (Holdings) Limited	1538464000	1538464000	27.0700	L	0	0.0000	L	Ordinary Shares
2011-11-21	建银国际资产管理有限公司	CCB International Asset Management Limited	1538464000	1538464000	27.0700	L	0	0.0000	L	Ordinary Shares
2011-11-21	建银国际资产管理（开曼群岛）有限公司	CCB International Asset Management (Cayman) Limited	1538464000	1538464000	27.0700	L	0	0.0000	L	Ordinary Shares
2011-11-21	建行国际集团控股有限公司	CCB International Group Holdings Limited	1538464000	1538464000	27.0700	L	0	0.0000	L	Ordinary Shares
2011-11-21	中央汇金投资有限责任公司	Central Huijin Investment Limited	1538464000	1538464000	27.0700	L	0	0.0000	L	Ordinary Shares
2011-11-21	中国建设银行股份有限公司	China Construction Bank Corporation	1538464000	1538464000	27.0700	L	0	0.0000	L	Ordinary Shares
2011-11-21		Yield Shine Limited	1538464000	1538464000	27.0700	L	0	0.0000	L	Ordinary Shares
2011-11-21		Caterpillar (HK) Limited	1538464000	0	0.0000	L	1538464000	27.0600	L	Ordinary Shares
2011-11-21		Caterpillar (Luxembourg) Investment Co. S.A.	1538464000	0	0.0000	L	1538464000	27.0600	L	Ordinary Shares
2011-11-21		Caterpillar Inc	1538464000	0	0.0000	L	1538464000	27.0600	L	Ordinary
2011-07-12		Mining Machinery Ltd.	1382492972	4000000000	70.3700	L	2617507028	46.0500	L	Ordinary Shares
2011-07-12		Mining Machinery Ltd.		1538464000	27.0000	S	1538464000	27.0000	S	Ordinary Shares
2011-07-12		Thompson III James Edward	1382492972	4000000000	70.3700	L	2617507028	70.3800	L	Ordinary Shares
2011-07-12		Thompson III James Edward		1538464000	27.0000	S	1538464000	27.0000	S	Ordinary Shares
2011-04-01	建行金融控股有限公司	CCB Financial Holdings Limited	1538464000	0	0.0000	L	1538464000	27.0700	L	Ordinary Shares
2011-04-01	建银国际（控股）有限公司	CCB International (Holdings) Limited	1538464000	0	0.0000	L	1538464000	27.0700	L	Ordinary Shares
2011-04-01	建银国际资产管理有限公司	CCB International Asset Management Limited	1538464000	0	0.0000	L	1538464000	27.0700	L	Ordinary Shares
2011-04-01	建银国际资产管理（开曼群岛）有限公司	CCB International Asset Management (Cayman) Limited	1538464000	0	0.0000	L	1538464000	27.0700	L	Ordinary Shares
2011-04-01	建行国际集团控股有限公司	CCB International Group Holdings Limited	1538464000	0	0.0000	L	1538464000	27.0700	L	Ordinary Shares
2011-04-01	中央汇金投资有限责任公司	Central Huijin Investment Limited	1538464000	0	0.0000	L	1538464000	27.0700	L	Ordinary Shares
2011-04-01	中国建设银行股份有限公司	China Construction Bank Corporation	1538464000	0	0.0000	L	1538464000	27.0700	L	Ordinary Shares
2011-04-01		Hong Kong	1538464000	0	0.0000	L	1538464000	27.0700	L	Ordinary Shares
2011-04-01		Mining Machinery Ltd.		4000000000	70.3800	L	4000000000	70.3800	L	Ordinary Shares
2011-04-01		Mining Machinery Ltd.	1538464000				1538464000	27.0000	S	Ordinary Shares
2011-04-01		Thompson III James Edward		4000000000	70.3800	L	4000000000	70.3800	L	Ordinary Shares
2011-04-01		Thompson III James Edward	1538464000				1538464000	27.0000	S	Ordinary Shares
2011-01-05		Mining Machinery Ltd.		4000000000	71.2400	L	4000000000	70.3800	L	Ordinary Shares
2011-01-05		Thompson III James Edward		4000000000	71.2400	L	4000000000	70.3800	L	Ordinary Shares
2010-10-05	谢清海	Cheah Cheng Hye		150000000	36.4300	L	150000000	2.6700	L	Ordinary Shares
2010-10-05	切亚资本管理有限公司	Cheah Capital Management Limited		150000000	36.4300	L	150000000	2.6700	L	Ordinary Shares
2010-10-05	切亚有限公司	Cheah Company Limited		150000000	36.4300	L	150000000	2.6700	L	Ordinary Shares
2010-10-05	恒生银行信托国际有限公司	Hang Seng Bank Trustee International Limited		150000000	36.4300	L	150000000	2.6700	L	Ordinary Shares
2010-10-05		Manulife Global Fund- China Value Fund		38740000	9.4000	L	38740000	0.6800	L	Ordinary Shares
2010-10-05		Value Partners Classic Fund		33132000	8.0400	L	33132000	0.5900	L	Ordinary Shares
2010-10-05	杜巧贤	To Hau Yin		150000000	36.4300	L	150000000	2.6700	L	Ordinary Shares
2010-10-05	惠理集团有限公司	Value Partners Group Limited		150000000	36.4300	L	150000000	2.6700	L	Ordinary Shares
2010-10-05	惠理基金管理公司	Value Partners Limited		150000000	36.4300	L	150000000	2.6700	L	Ordinary Shares
2010-09-30		Och-Ziff Capital Management Group LLC		70000000	17.0000	L	70000000	1.2500	L	Ordinary Shares
2010-09-30		OZ Management L.P.		70000000	17.0000	L	70000000	1.2500	L	Ordinary Shares
2010-09-30		OZ Master Fund, Ltd		44660000	10.8500	L	44660000	0.8000	L	Ordinary Shares
2010-09-30		Och Daniel Saul		70000000	17.0000	L	70000000	1.2500	L	Ordinary Shares
2010-09-30		Emory Williams	4000000000	0	0.0000	L	4000000000	71.2400	L	Ordinary Shares
2010-09-30		Mining Machinery Ltd.	4000000000	0	0.0000	L	4000000000	71.2400	L	Ordinary Shares
2010-09-30		Lee Sung Min		71252000	4.4200	L	71252000	1.2700	L	Ordinary Shares
2010-09-30		Vasky Inc.		71252000	4.4200	L	71252000	1.2700	L	Ordinary Shares
2010-09-30		Thompson III James Edward	4000000000	0	0.0000	L	4000000000	71.2400	L	Ordinary Shares
2010-09-21	切亚资本管理有限公司	Cheah Capital Management Limited	150000000	0	0.0000	L	150000000	36.4300	L	Ordinary Shares
2010-09-21	谢清海	Cheah Cheng Hye	150000000	0	0.0000	L	150000000	36.4300	L	Ordinary Shares
2010-09-21	切亚有限公司	Cheah Company Limited	150000000	0	0.0000	L	150000000	36.4300	L	Ordinary Shares
2010-09-21		Manulife Global Fund- China Value Fund	38740000	0	0.0000	L	38740000	9.4000	L	Ordinary Shares
2010-09-21		Och Daniel Saul	70000000	0	0.0000	L	70000000	17.0000	L	Ordinary Shares
2010-09-21		Och-Ziff Capital Management Group LLC	70000000	0	0.0000	L	70000000	17.0000	L	Ordinary Shares
2010-09-21		OZ Management L.P.	70000000	0	0.0000	L	70000000	17.0000	L	Ordinary Shares
2010-09-21		OZ Master Fund, Ltd	44660000	0	0.0000	L	44660000	10.8500	L	Ordinary Shares
2010-09-21	杜巧贤	To Hau Yin	150000000	0	0.0000	L	150000000	36.4300	L	Ordinary Shares
2010-09-21		Value Partners Classic Fund	33132000	0	0.0000	L	33132000	8.0400	L	Ordinary Shares
2010-09-21	惠理集团有限公司	Value Partners Group Limited	150000000	0	0.0000	L	150000000	36.4300	L	Ordinary Shares
2010-09-21	惠理基金管理公司	Value Partners Limited	150000000	0	0.0000	L	150000000	36.4300	L	Ordinary Shares
2010-09-20	华康投资有限公司	Wah Hong Investments Limited		18000000	4.3700	L	18000000	1.1200	L	Ordinary Shares
2010-09-20		Vasky Inc.		71252000	17.3100	L	71252000	4.4200	L	Ordinary Shares
2010-09-20		Ancient Castle Group Limited		23619819	5.7400	L	23619819	1.4700	L	Ordinary Shares
2010-01-14		Vasky Inc.	11000000	82252000	20.5900	L	71252000	17.8300	L	Ordinary Shares
2010-01-05		Vasky Inc.	24160000	106412000	26.6300	L	82252000	20.5900	L	Ordinary Shares
2009-02-02		Vasky Inc.	106412000	106412000	27.7100	L	106412000	26.6900	L	Ordinary Shares
2009-02-02		Ancient Castle Group Limited	2879819	48740000	10.9300	L	51619819	12.9500	L	Ordinary Shares