事件日期 |
中文股东名称 |
持股人名字 |
涉及股份(股) |
先前结余(股) |
先前结余率(%) |
先前类别 |
目前结余(股) |
目前结余率(%) |
目前类别 |
股份类别 |
2024-06-26 |
辽宁鑫瑞汽车产业发展有限公司 |
辽宁鑫瑞汽车产业发展有限公司 |
1512875802 |
1512875802 |
0.2999 |
L |
0 |
0.0000 |
L |
普通股 |
2024-06-14 |
渖阳三实汽车产业发展有限公司 |
渖阳三实汽车产业发展有限公司 |
1512875802 |
0 |
0.0000 |
L |
1512875802 |
0.2999 |
L |
普通股 |
2024-03-15 |
沈阳盛京金控投资集团有限公司 |
沈阳盛京金控投资集团有限公司 |
1512875802 |
0 |
0.0000 |
L |
1512875802 |
0.2999 |
L |
普通股 |
2024-03-15 |
沈阳财瑞投资有限公司 |
沈阳财瑞投资有限公司 |
1512875802 |
0 |
0.0000 |
L |
1512875802 |
0.2999 |
L |
普通股 |
2024-03-15 |
沈阳财瑞汽车产业发展合伙企业(有限合伙) |
沈阳财瑞汽车产业发展合伙企业(有限合伙) |
1512875802 |
0 |
0.0000 |
L |
1512875802 |
0.2999 |
L |
普通股 |
2024-03-15 |
渖阳地铁集团有限公司 |
渖阳地铁集团有限公司 |
1512875802 |
0 |
0.0000 |
L |
1512875802 |
0.2999 |
L |
普通股 |
2024-03-15 |
辽宁金融控股集团有限公司 |
辽宁金融控股集团有限公司 |
1512875802 |
0 |
0.0000 |
L |
1512875802 |
0.2999 |
L |
普通股 |
2024-03-15 |
沈阳汽车有限公司 |
沈阳汽车有限公司 |
1512875802 |
0 |
0.0000 |
L |
1512875802 |
0.2999 |
L |
普通股 |
2023-01-19 |
Morgan Stanley |
Morgan Stanley |
55144998 |
391078027 |
0.0775 |
L |
335933029 |
0.0665 |
L |
普通股 |
2022-10-05 |
Morgan Stanley |
Morgan Stanley |
238750123 |
103757123 |
0.0205 |
L |
342507246 |
0.0678 |
L |
普通股 |
2022-09-27 |
BAILLIE GIFFORD & CO |
BAILLIE GIFFORD & CO |
153840000 |
372456000 |
0.0738 |
L |
218616000 |
0.0433 |
L |
普通股 |
2022-09-16 |
BAILLIE GIFFORD & CO |
BAILLIE GIFFORD & CO |
53100000 |
425556000 |
0.0843 |
L |
372456000 |
0.0738 |
L |
普通股 |
2022-09-09 |
BAILLIE GIFFORD & CO |
BAILLIE GIFFORD & CO |
56164000 |
490556000 |
0.0972 |
L |
434392000 |
0.0861 |
L |
普通股 |
2021-07-29 |
Citigroup Inc. |
Citigroup Inc. |
60693068 |
201041024 |
0.0398 |
L |
261734092 |
0.0518 |
L |
普通股 |
2021-07-27 |
Citigroup Inc. |
Citigroup Inc. |
60663284 |
261852808 |
0.0519 |
L |
201189524 |
0.0398 |
L |
普通股 |
2020-08-14 |
华晨汽车集团控股有限公司 |
华晨汽车集团控股有限公司 |
400000000 |
1935074988 |
0.3835 |
L |
1535074988 |
0.3043 |
L |
普通股 |
2020-07-09 |
辽宁省交通建设投资集团有限责任公司 |
辽宁省交通建设投资集团有限责任公司 |
400000000 |
200000000 |
0.0396 |
L |
600000000 |
0.1189 |
L |
普通股 |
2020-07-09 |
辽宁交通投资有限责任公司 |
辽宁交通投资有限责任公司 |
400000000 |
200000000 |
0.0396 |
L |
600000000 |
0.1189 |
L |
普通股 |
2020-06-19 |
华晨汽车集团控股有限公司 |
华晨汽车集团控股有限公司 |
200000000 |
2135074988 |
0.4232 |
L |
1935074988 |
0.3835 |
L |
普通股 |
2020-04-17 |
JPMorgan Chase & Co. |
JPMorgan Chase & Co. |
132266081 |
146312089 |
0.0289 |
L |
278578170 |
0.0552 |
L |
普通股 |
2019-07-02 |
JPMorgan Chase & Co. |
JPMorgan Chase & Co. |
119045408 |
289308307 |
0.0573 |
L |
170262899 |
0.0337 |
L |
普通股 |
2019-01-17 |
Citigroup Inc. |
Citigroup Inc. |
311201850 |
104619582 |
0.0207 |
L |
415821432 |
0.0824 |
L |
普通股 |
2019-01-08 |
Citigroup Inc. |
Citigroup Inc. |
312166072 |
416205843 |
0.0824 |
L |
104039771 |
0.0206 |
L |
普通股 |
2018-12-21 |
花旗集团 |
Citigroup Inc. |
|
11652055 |
0.2300 |
S |
11652055 |
0.2300 |
S |
Ordinary Shares |
2018-12-21 |
花旗集团 |
Citigroup Inc. |
|
391580710 |
7.7600 |
P |
398935351 |
7.9000 |
P |
Ordinary Shares |
2018-12-21 |
花旗集团 |
Citigroup Inc. |
7354641 |
404175216 |
8.0100 |
L |
411529857 |
8.1500 |
L |
Ordinary Shares |
2018-12-20 |
花旗集团 |
Citigroup Inc. |
|
11672305 |
0.2300 |
S |
11652055 |
0.2300 |
S |
Ordinary Shares |
2018-12-20 |
摩根大通 |
JPMorgan Chase & Co. |
|
34600301 |
0.6800 |
S |
33308057 |
0.6600 |
S |
Ordinary Shares |
2018-12-20 |
花旗集团 |
Citigroup Inc. |
|
405467210 |
8.0300 |
P |
391580710 |
7.7600 |
P |
Ordinary Shares |
2018-12-20 |
摩根大通 |
JPMorgan Chase & Co. |
|
313748572 |
6.2100 |
P |
311115572 |
6.1600 |
P |
Ordinary Shares |
2018-12-20 |
花旗集团 |
Citigroup Inc. |
13266750 |
417441966 |
8.2700 |
L |
404175216 |
8.0100 |
L |
Ordinary Shares |
2018-12-20 |
摩根大通 |
JPMorgan Chase & Co. |
2399577 |
353152456 |
6.9900 |
L |
355552033 |
7.0400 |
L |
Ordinary Shares |
2018-12-19 |
摩根大通 |
JPMorgan Chase & Co. |
|
32004829 |
0.6300 |
S |
34600301 |
0.6800 |
S |
Ordinary Shares |
2018-12-19 |
摩根大通 |
JPMorgan Chase & Co. |
|
316611572 |
6.2700 |
P |
313748572 |
6.2100 |
P |
Ordinary Shares |
2018-12-19 |
摩根大通 |
JPMorgan Chase & Co. |
7396536 |
360548992 |
7.1400 |
L |
353152456 |
6.9900 |
L |
Ordinary Shares |
2018-11-27 |
花旗集团 |
Citigroup Inc. |
3318840 |
457145978 |
9.0600 |
L |
453827138 |
8.9900 |
L |
Ordinary Shares |
2018-11-27 |
花旗集团 |
Citigroup Inc. |
|
444838423 |
8.8100 |
P |
441625583 |
8.7500 |
P |
Ordinary Shares |
2018-11-27 |
花旗集团 |
Citigroup Inc. |
|
13638842 |
0.2700 |
S |
13590594 |
0.2600 |
S |
Ordinary Shares |
2018-11-26 |
摩根大通 |
JPMorgan Chase & Co. |
9662775 |
349010991 |
6.9100 |
L |
358673766 |
7.1000 |
L |
Ordinary Shares |
2018-11-26 |
摩根大通 |
JPMorgan Chase & Co. |
|
310811572 |
6.1600 |
P |
310847572 |
6.1600 |
P |
Ordinary Shares |
2018-11-26 |
摩根大通 |
JPMorgan Chase & Co. |
|
29366026 |
0.5800 |
S |
30233701 |
0.5900 |
S |
Ordinary Shares |
2018-11-26 |
花旗集团 |
Citigroup Inc. |
1563944 |
458708820 |
9.0900 |
L |
457145978 |
9.0600 |
L |
Ordinary Shares |
2018-11-26 |
花旗集团 |
Citigroup Inc. |
|
446401265 |
8.8400 |
P |
444838423 |
8.8100 |
P |
Ordinary Shares |
2018-11-26 |
花旗集团 |
Citigroup Inc. |
|
13804594 |
0.2700 |
S |
13638842 |
0.2700 |
S |
Ordinary Shares |
2018-11-23 |
摩根大通 |
JPMorgan Chase & Co. |
8741569 |
357752560 |
7.0900 |
L |
349010991 |
6.9100 |
L |
Ordinary Shares |
2018-11-23 |
摩根大通 |
JPMorgan Chase & Co. |
|
310907572 |
6.1600 |
P |
310811572 |
6.1600 |
P |
Ordinary Shares |
2018-11-23 |
摩根大通 |
JPMorgan Chase & Co. |
|
40750063 |
0.8000 |
S |
29366026 |
0.5800 |
S |
Ordinary Shares |
2018-11-19 |
摩根大通 |
JPMorgan Chase & Co. |
|
310223905 |
6.1400 |
P |
310203905 |
6.1400 |
P |
Ordinary Shares |
2018-11-19 |
摩根大通 |
JPMorgan Chase & Co. |
2010281 |
352658249 |
6.9800 |
L |
354668530 |
7.0200 |
L |
Ordinary Shares |
2018-11-19 |
摩根大通 |
JPMorgan Chase & Co. |
|
40444523 |
0.8000 |
S |
40086556 |
0.7900 |
S |
Ordinary Shares |
2018-11-15 |
花旗集团 |
Citigroup Inc. |
|
17440819 |
0.3400 |
S |
17433473 |
0.3400 |
S |
Ordinary Shares |
2018-11-15 |
花旗集团 |
Citigroup Inc. |
|
436164963 |
8.6400 |
P |
450636873 |
8.9300 |
P |
Ordinary Shares |
2018-11-15 |
花旗集团 |
Citigroup Inc. |
14471910 |
451939395 |
8.9500 |
L |
466411305 |
9.2400 |
L |
Ordinary Shares |
2018-11-14 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
9848000 |
346857276 |
6.8700 |
L |
356705276 |
7.0700 |
L |
Ordinary Shares |
2018-11-13 |
摩根大通 |
JPMorgan Chase & Co. |
5350526 |
353743898 |
7.0100 |
L |
348393372 |
6.9000 |
L |
Ordinary Shares |
2018-11-13 |
摩根大通 |
JPMorgan Chase & Co. |
|
303727905 |
6.0200 |
P |
303671905 |
6.0100 |
P |
Ordinary Shares |
2018-11-13 |
摩根大通 |
JPMorgan Chase & Co. |
|
45941299 |
0.9100 |
S |
40299010 |
0.7900 |
S |
Ordinary Shares |
2018-11-12 |
摩根大通 |
JPMorgan Chase & Co. |
|
40550289 |
0.8000 |
S |
45941299 |
0.9100 |
S |
Ordinary Shares |
2018-11-12 |
摩根大通 |
JPMorgan Chase & Co. |
|
303727905 |
6.0200 |
P |
303727905 |
6.0200 |
P |
Ordinary Shares |
2018-11-12 |
摩根大通 |
JPMorgan Chase & Co. |
14559728 |
339184170 |
6.7200 |
L |
353743898 |
7.0100 |
L |
Ordinary Shares |
2018-11-08 |
新加坡政府投资公司 |
GIC Private Limited |
7628000 |
302276000 |
5.9900 |
L |
309904000 |
6.1400 |
L |
Ordinary Shares |
2018-10-26 |
新加坡政府投资公司 |
GIC Private Limited |
8570000 |
247750000 |
4.9100 |
L |
256320000 |
5.0800 |
L |
Ordinary Shares |
2018-10-26 |
摩根大通 |
JPMorgan Chase & Co. |
8693346 |
51419705 |
1.0100 |
S |
42726359 |
0.8400 |
S |
Ordinary Shares |
2018-10-26 |
花旗集团 |
Citigroup Inc. |
|
15251935 |
0.3000 |
S |
17306935 |
0.3400 |
S |
Ordinary Shares |
2018-10-26 |
摩根大通 |
JPMorgan Chase & Co. |
|
300207005 |
5.9500 |
P |
300197005 |
5.9500 |
P |
Ordinary Shares |
2018-10-26 |
花旗集团 |
Citigroup Inc. |
|
386542704 |
7.6600 |
P |
391520083 |
7.7600 |
P |
Ordinary Shares |
2018-10-26 |
花旗集团 |
Citigroup Inc. |
6926689 |
403952344 |
8.0000 |
L |
410879033 |
8.1400 |
L |
Ordinary Shares |
2018-10-26 |
摩根大通 |
JPMorgan Chase & Co. |
|
323874052 |
6.4100 |
L |
313164274 |
6.2000 |
L |
Ordinary Shares |
2018-10-25 |
摩根大通 |
JPMorgan Chase & Co. |
7967452 |
43452253 |
0.8600 |
S |
51419705 |
1.0100 |
S |
Ordinary Shares |
2018-10-25 |
花旗集团 |
Citigroup Inc. |
|
14705160 |
0.2900 |
S |
15251935 |
0.3000 |
S |
Ordinary Shares |
2018-10-25 |
花旗集团 |
Citigroup Inc. |
|
382944943 |
7.5900 |
P |
386542704 |
7.6600 |
P |
Ordinary Shares |
2018-10-25 |
摩根大通 |
JPMorgan Chase & Co. |
|
299337305 |
5.9300 |
P |
300207005 |
5.9500 |
P |
Ordinary Shares |
2018-10-25 |
花旗集团 |
Citigroup Inc. |
4144536 |
399807808 |
7.9200 |
L |
403952344 |
8.0000 |
L |
Ordinary Shares |
2018-10-25 |
摩根大通 |
JPMorgan Chase & Co. |
|
316519767 |
6.2700 |
L |
323874052 |
6.4100 |
L |
Ordinary Shares |
2018-10-16 |
花旗集团 |
Citigroup Inc. |
9634258 |
406916621 |
8.0600 |
L |
397282363 |
7.8700 |
L |
Ordinary Shares |
2018-10-16 |
花旗集团 |
Citigroup Inc. |
|
385745806 |
7.6400 |
P |
380856448 |
7.5400 |
P |
Ordinary Shares |
2018-10-16 |
花旗集团 |
Citigroup Inc. |
|
18071110 |
0.3500 |
S |
14318210 |
0.2800 |
S |
Ordinary Shares |
2018-10-15 |
花旗集团 |
Citigroup Inc. |
14422023 |
421338444 |
8.3500 |
L |
406916621 |
8.0600 |
L |
Ordinary Shares |
2018-10-15 |
花旗集团 |
Citigroup Inc. |
|
400267629 |
7.9300 |
P |
385745806 |
7.6400 |
P |
Ordinary Shares |
2018-10-15 |
花旗集团 |
Citigroup Inc. |
|
18071110 |
0.3500 |
S |
18071110 |
0.3500 |
S |
Ordinary Shares |
2018-08-31 |
花旗集团 |
Citigroup Inc. |
40761170 |
384658842 |
7.6200 |
L |
425420012 |
8.4300 |
L |
Ordinary Shares |
2018-08-31 |
花旗集团 |
Citigroup Inc. |
|
365026596 |
7.2300 |
P |
405787766 |
8.0400 |
P |
Ordinary Shares |
2018-08-31 |
花旗集团 |
Citigroup Inc. |
|
17798111 |
0.3500 |
S |
17798111 |
0.3500 |
S |
Ordinary Shares |
2018-08-06 |
花旗集团 |
Citigroup Inc. |
4637700 |
361542839 |
7.1600 |
L |
366180539 |
7.2500 |
L |
Ordinary Shares |
2018-08-06 |
花旗集团 |
Citigroup Inc. |
|
343466449 |
6.8000 |
P |
348196149 |
6.9000 |
P |
Ordinary Shares |
2018-08-06 |
花旗集团 |
Citigroup Inc. |
|
15389315 |
0.3000 |
S |
15299862 |
0.3000 |
S |
Ordinary Shares |
2018-08-01 |
花旗集团 |
Citigroup Inc. |
7016995 |
346200917 |
6.8600 |
L |
353217912 |
7.0000 |
L |
Ordinary Shares |
2018-08-01 |
花旗集团 |
Citigroup Inc. |
|
326448053 |
6.4700 |
P |
334876449 |
6.6300 |
P |
Ordinary Shares |
2018-08-01 |
花旗集团 |
Citigroup Inc. |
|
15464936 |
0.3000 |
S |
15452236 |
0.3000 |
S |
Ordinary Shares |
2018-07-26 |
花旗集团 |
Citigroup Inc. |
27316852 |
376789318 |
7.4600 |
L |
349472466 |
6.9200 |
L |
Ordinary Shares |
2018-07-26 |
花旗集团 |
Citigroup Inc. |
|
354869687 |
7.0300 |
P |
327805129 |
6.4900 |
P |
Ordinary Shares |
2018-07-26 |
花旗集团 |
Citigroup Inc. |
|
20590108 |
0.4000 |
S |
20089409 |
0.3900 |
S |
Ordinary Shares |
2018-07-25 |
花旗集团 |
Citigroup Inc. |
28471760 |
348317558 |
6.9000 |
L |
376789318 |
7.4600 |
L |
Ordinary Shares |
2018-07-25 |
花旗集团 |
Citigroup Inc. |
|
21290106 |
0.4200 |
S |
20590108 |
0.4000 |
S |
Ordinary Shares |
2018-07-25 |
花旗集团 |
Citigroup Inc. |
|
325697929 |
6.4500 |
P |
354869687 |
7.0300 |
P |
Ordinary Shares |
2018-07-17 |
摩根大通 |
JPMorgan Chase & Co. |
|
42030808 |
0.8300 |
S |
37642808 |
0.7400 |
S |
Ordinary Shares |
2018-07-17 |
摩根大通 |
JPMorgan Chase & Co. |
|
316181201 |
6.2600 |
P |
309773201 |
6.1300 |
P |
Ordinary Shares |
2018-07-17 |
摩根大通 |
JPMorgan Chase & Co. |
25191477 |
370385832 |
7.3400 |
L |
345194355 |
6.8400 |
L |
Ordinary Shares |
2018-06-18 |
花旗集团 |
Citigroup Inc. |
|
19929124 |
0.3900 |
S |
19929124 |
0.3900 |
S |
Ordinary Shares |
2018-06-18 |
花旗集团 |
Citigroup Inc. |
|
283460690 |
5.6100 |
P |
293858927 |
5.8200 |
P |
Ordinary Shares |
2018-06-18 |
花旗集团 |
Citigroup Inc. |
10398237 |
306192302 |
6.0600 |
L |
316590539 |
6.2700 |
L |
Ordinary Shares |
2018-06-15 |
花旗集团 |
Citigroup Inc. |
|
18539085 |
0.3600 |
S |
19929124 |
0.3900 |
S |
Ordinary Shares |
2018-06-15 |
花旗集团 |
Citigroup Inc. |
|
293952287 |
5.8200 |
P |
283460690 |
5.6100 |
P |
Ordinary Shares |
2018-06-15 |
花旗集团 |
Citigroup Inc. |
10057558 |
315449860 |
6.2500 |
L |
306192302 |
6.0600 |
L |
Ordinary Shares |
2018-06-05 |
花旗集团 |
Citigroup Inc. |
|
13922316 |
0.2700 |
S |
14849216 |
0.2900 |
S |
Ordinary Shares |
2018-06-05 |
花旗集团 |
Citigroup Inc. |
|
291656285 |
5.7800 |
P |
291830685 |
5.7800 |
P |
Ordinary Shares |
2018-06-05 |
花旗集团 |
Citigroup Inc. |
1003386 |
309466961 |
6.1300 |
L |
310470347 |
6.1500 |
L |
Ordinary Shares |
2018-06-01 |
花旗集团 |
Citigroup Inc. |
|
13835416 |
0.2700 |
S |
13815416 |
0.2700 |
S |
Ordinary Shares |
2018-06-01 |
花旗集团 |
Citigroup Inc. |
|
290965687 |
5.7600 |
P |
291265187 |
5.7700 |
P |
Ordinary Shares |
2018-06-01 |
花旗集团 |
Citigroup Inc. |
436586 |
308727549 |
6.1100 |
L |
308968963 |
6.1200 |
L |
Ordinary Shares |
2018-05-30 |
花旗集团 |
Citigroup Inc. |
780700 |
307744849 |
6.0900 |
L |
308525549 |
6.1100 |
L |
Ordinary Shares |
2018-05-30 |
花旗集团 |
Citigroup Inc. |
|
290762787 |
5.7600 |
P |
290877687 |
5.7600 |
P |
Ordinary Shares |
2018-05-30 |
花旗集团 |
Citigroup Inc. |
|
12949332 |
0.2500 |
S |
13615132 |
0.2600 |
S |
Ordinary Shares |
2018-05-28 |
花旗集团 |
Citigroup Inc. |
|
13983397 |
0.2700 |
S |
12949332 |
0.2500 |
S |
Ordinary Shares |
2018-05-28 |
花旗集团 |
Citigroup Inc. |
|
291076147 |
5.7600 |
P |
290842147 |
5.7600 |
P |
Ordinary Shares |
2018-05-28 |
花旗集团 |
Citigroup Inc. |
751846 |
308576055 |
6.1100 |
L |
307824209 |
6.1000 |
L |
Ordinary Shares |
2018-05-25 |
花旗集团 |
Citigroup Inc. |
|
13690396 |
0.2700 |
S |
13983397 |
0.2700 |
S |
Ordinary Shares |
2018-05-25 |
花旗集团 |
Citigroup Inc. |
|
287999012 |
5.7000 |
P |
291076147 |
5.7600 |
P |
Ordinary Shares |
2018-05-25 |
花旗集团 |
Citigroup Inc. |
2844735 |
305065320 |
6.0400 |
L |
308576055 |
6.1100 |
L |
Ordinary Shares |
2018-05-24 |
花旗集团 |
Citigroup Inc. |
3851135 |
308260455 |
6.1000 |
L |
305065320 |
6.0400 |
L |
Ordinary Shares |
2018-05-24 |
花旗集团 |
Citigroup Inc. |
|
292192147 |
5.7900 |
P |
287999012 |
5.7000 |
P |
Ordinary Shares |
2018-05-24 |
花旗集团 |
Citigroup Inc. |
|
12555932 |
0.2400 |
S |
13690396 |
0.2700 |
S |
Ordinary Shares |
2018-05-10 |
花旗集团 |
Citigroup Inc. |
11141600 |
295593517 |
5.8500 |
L |
306735117 |
6.0700 |
L |
Ordinary Shares |
2018-05-10 |
花旗集团 |
Citigroup Inc. |
|
280212487 |
5.5500 |
P |
291354087 |
5.7700 |
P |
Ordinary Shares |
2018-05-10 |
花旗集团 |
Citigroup Inc. |
|
11689832 |
0.2300 |
S |
11689832 |
0.2300 |
S |
Ordinary Shares |
2018-04-20 |
花旗集团 |
Citigroup Inc. |
452984 |
255703055 |
5.0600 |
L |
256156039 |
5.0700 |
L |
Ordinary Shares |
2018-04-20 |
花旗集团 |
Citigroup Inc. |
|
240807196 |
4.7700 |
P |
244425280 |
4.8400 |
P |
Ordinary Shares |
2018-04-20 |
花旗集团 |
Citigroup Inc. |
|
10949710 |
0.2100 |
S |
5244610 |
0.1000 |
S |
Ordinary Shares |
2018-04-19 |
花旗集团 |
Citigroup Inc. |
6160546 |
249542509 |
4.9400 |
L |
255703055 |
5.0600 |
L |
Ordinary Shares |
2018-04-19 |
花旗集团 |
Citigroup Inc. |
|
236840650 |
4.6900 |
P |
240807196 |
4.7700 |
P |
Ordinary Shares |
2018-04-19 |
花旗集团 |
Citigroup Inc. |
|
6109710 |
0.1200 |
S |
10949710 |
0.2100 |
S |
Ordinary Shares |
2018-03-26 |
摩根大通 |
JPMorgan Chase & Co. |
3941600 |
400061503 |
7.9200 |
L |
404003103 |
8.0000 |
L |
Ordinary Shares |
2018-03-26 |
摩根大通 |
JPMorgan Chase & Co. |
|
289037991 |
5.7200 |
P |
289037991 |
5.7200 |
P |
Ordinary Shares |
2018-03-26 |
摩根大通 |
JPMorgan Chase & Co. |
|
21472535 |
0.4200 |
S |
21472535 |
0.4200 |
S |
Ordinary Shares |
2017-10-20 |
摩根大通 |
JPMorgan Chase & Co. |
|
316480660 |
6.2700 |
P |
313858660 |
6.2200 |
P |
Ordinary Shares |
2017-10-20 |
摩根大通 |
JPMorgan Chase & Co. |
|
13107029 |
0.2500 |
S |
13229029 |
0.2600 |
S |
Ordinary Shares |
2017-10-20 |
摩根大通 |
JPMorgan Chase & Co. |
3713314 |
404932095 |
8.0200 |
L |
401218781 |
7.9500 |
L |
Ordinary Shares |
2017-10-12 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
14621600 |
360604876 |
7.1500 |
L |
345983276 |
6.8600 |
L |
Ordinary Shares |
2017-08-16 |
摩根大通 |
JPMorgan Chase & Co. |
|
343509560 |
6.8000 |
P |
343173060 |
6.8000 |
P |
Ordinary Shares |
2017-08-16 |
摩根大通 |
JPMorgan Chase & Co. |
|
13094057 |
0.2500 |
S |
12850728 |
0.2500 |
S |
Ordinary Shares |
2017-08-16 |
摩根大通 |
JPMorgan Chase & Co. |
2799483 |
455628355 |
9.0300 |
L |
452828872 |
8.9700 |
L |
Ordinary Shares |
2017-08-16 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
2032000 |
404165176 |
8.0100 |
L |
402133176 |
7.9700 |
L |
Ordinary Shares |
2017-06-19 |
摩根大通 |
JPMorgan Chase & Co. |
|
364997524 |
7.2300 |
P |
364491524 |
7.2200 |
P |
Ordinary Shares |
2017-06-19 |
摩根大通 |
JPMorgan Chase & Co. |
|
14513135 |
0.2800 |
S |
14451135 |
0.2800 |
S |
Ordinary Shares |
2017-06-19 |
摩根大通 |
JPMorgan Chase & Co. |
725600 |
505103226 |
10.0100 |
L |
504377626 |
9.9900 |
L |
Ordinary Shares |
2017-06-09 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
2404000 |
454458176 |
9.0100 |
L |
452054176 |
8.9600 |
L |
Ordinary |
2017-05-16 |
摩根大通 |
JPMorgan Chase & Co. |
|
404193113 |
8.0100 |
P |
401911113 |
7.9700 |
P |
Ordinary Shares |
2017-05-16 |
摩根大通 |
JPMorgan Chase & Co. |
|
14628833 |
0.2900 |
S |
14628833 |
0.2900 |
S |
Ordinary Shares |
2017-05-16 |
摩根大通 |
JPMorgan Chase & Co. |
4048900 |
554958165 |
11.0100 |
L |
550909265 |
10.9300 |
L |
Ordinary Shares |
2017-05-12 |
摩根大通 |
JPMorgan Chase & Co. |
|
404193113 |
8.0100 |
P |
404193113 |
8.0100 |
P |
Ordinary Shares |
2017-05-12 |
摩根大通 |
JPMorgan Chase & Co. |
|
14628833 |
0.2900 |
S |
14628833 |
0.2900 |
S |
Ordinary Shares |
2017-05-12 |
摩根大通 |
JPMorgan Chase & Co. |
66000 |
554366715 |
10.9900 |
L |
554432715 |
11.0000 |
L |
Ordinary Shares |
2017-05-11 |
摩根大通 |
JPMorgan Chase & Co. |
|
404193113 |
8.0100 |
P |
404193113 |
8.0100 |
P |
Ordinary Shares |
2017-05-11 |
摩根大通 |
JPMorgan Chase & Co. |
|
14628833 |
0.2900 |
S |
14628833 |
0.2900 |
S |
Ordinary Shares |
2017-05-11 |
摩根大通 |
JPMorgan Chase & Co. |
297450 |
554664165 |
11.0000 |
L |
554366715 |
10.9900 |
L |
Ordinary Shares |
2017-05-10 |
摩根大通 |
JPMorgan Chase & Co. |
|
404193113 |
8.0100 |
P |
404193113 |
8.0100 |
P |
Ordinary Shares |
2017-05-10 |
摩根大通 |
JPMorgan Chase & Co. |
|
14628833 |
0.2900 |
S |
14628833 |
0.2900 |
S |
Ordinary Shares |
2017-05-10 |
摩根大通 |
JPMorgan Chase & Co. |
483500 |
554180665 |
10.9900 |
L |
554664165 |
11.0000 |
L |
Ordinary Shares |
2017-05-08 |
摩根大通 |
JPMorgan Chase & Co. |
|
409245113 |
8.1200 |
P |
404033113 |
8.0100 |
P |
Ordinary Shares |
2017-05-08 |
摩根大通 |
JPMorgan Chase & Co. |
|
14814983 |
0.2900 |
S |
14628833 |
0.2900 |
S |
Ordinary Shares |
2017-05-08 |
摩根大通 |
JPMorgan Chase & Co. |
6005350 |
559926015 |
11.1000 |
L |
553920665 |
10.9900 |
L |
Ordinary Shares |
2017-03-15 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
1086000 |
503941476 |
10.0000 |
L |
502855476 |
9.9800 |
L |
Ordinary |
2017-02-09 |
|
UBS Group AG |
|
12177976 |
0.2400 |
S |
10115976 |
0.2000 |
S |
Ordinary |
2017-02-09 |
|
UBS Group AG |
4668000 |
256286140 |
5.0900 |
L |
251618140 |
4.9900 |
L |
Ordinary |
2017-02-07 |
|
UBS Group AG |
119570 |
259190975 |
5.1400 |
L |
253713066 |
5.0300 |
L |
Ordinary |
2017-02-07 |
|
UBS Group AG |
|
12406976 |
0.2500 |
S |
10388976 |
0.2100 |
S |
Ordinary |
2016-12-30 |
|
UBS Group AG |
|
13493177 |
0.2700 |
S |
13475177 |
0.2700 |
S |
Ordinary |
2016-12-30 |
|
UBS Group AG |
1548000 |
259511851 |
5.1500 |
L |
259719163 |
5.1500 |
L |
Ordinary |
2016-12-29 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
1332000 |
555133676 |
11.0100 |
L |
553801676 |
10.9900 |
L |
Ordinary |
2016-12-14 |
摩根大通 |
JPMorgan Chase & Co. |
279727745 |
305975695 |
6.0700 |
L |
585703440 |
11.6200 |
L |
Ordinary Shares |
2016-12-14 |
摩根大通 |
JPMorgan Chase & Co. |
|
18575786 |
0.3600 |
S |
18337786 |
0.3600 |
S |
Ordinary Shares |
2016-12-14 |
摩根大通 |
JPMorgan Chase & Co. |
|
156642592 |
3.1000 |
P |
437077587 |
8.6700 |
P |
Ordinary Shares |
2016-12-05 |
|
UBS Group AG |
168000 |
280365315 |
5.5700 |
L |
278311053 |
5.5200 |
L |
Ordinary Shares |
2016-12-05 |
|
UBS Group AG |
|
17493236 |
0.3500 |
S |
17124974 |
0.3400 |
S |
Ordinary Shares |
2016-12-01 |
摩根大通 |
JPMorgan Chase & Co. |
|
160034592 |
3.1700 |
P |
159894592 |
3.1700 |
P |
Ordinary Shares |
2016-12-01 |
摩根大通 |
JPMorgan Chase & Co. |
|
17718385 |
0.3500 |
S |
18480385 |
0.3600 |
S |
Ordinary Shares |
2016-12-01 |
摩根大通 |
JPMorgan Chase & Co. |
5412000 |
301379773 |
5.9800 |
L |
306791773 |
6.0900 |
L |
Ordinary Shares |
2016-11-21 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
874000 |
604831676 |
12.0100 |
L |
603957676 |
11.9900 |
L |
Ordinary |
2016-10-14 |
摩根大通 |
JPMorgan Chase & Co. |
2140000 |
251428524 |
4.9900 |
L |
253568524 |
5.0300 |
L |
Ordinary Shares |
2016-10-14 |
摩根大通 |
JPMorgan Chase & Co. |
|
13478831 |
0.2600 |
S |
13497231 |
0.2600 |
S |
Ordinary Shares |
2016-10-14 |
摩根大通 |
JPMorgan Chase & Co. |
|
159327899 |
3.1600 |
P |
159327899 |
3.1600 |
P |
Ordinary Shares |
2016-08-25 |
|
UBS Group AG |
|
14541161 |
0.2900 |
S |
17365149 |
0.3400 |
S |
Ordinary |
2016-08-25 |
|
UBS Group AG |
236000 |
275540315 |
5.4700 |
L |
272548247 |
5.4100 |
L |
Ordinary |
2016-08-08 |
|
UBS Group AG |
144700 |
253421127 |
5.0300 |
L |
252848143 |
5.0200 |
L |
Ordinary |
2016-08-08 |
|
UBS Group AG |
|
6297921 |
0.1300 |
S |
5695466 |
0.1100 |
S |
Ordinary |
2016-08-01 |
|
UBS Group AG |
|
5990730 |
0.1200 |
S |
6020310 |
0.1200 |
S |
Ordinary |
2016-08-01 |
|
UBS Group AG |
6007496 |
250897469 |
4.9800 |
L |
256904965 |
5.1000 |
L |
Ordinary |
2016-07-21 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
5618000 |
656579676 |
13.0300 |
L |
650961676 |
12.9200 |
L |
Ordinary |
2016-05-04 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
1084000 |
705421676 |
14.0000 |
L |
704337676 |
13.9800 |
L |
Ordinary |
2016-02-01 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
2646000 |
704000476 |
13.9800 |
L |
706646476 |
14.0300 |
L |
Ordinary |
2016-01-13 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
3256000 |
703722476 |
14.0000 |
L |
700466476 |
13.9400 |
L |
Ordinary |
2016-01-08 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
1454000 |
701954476 |
13.9700 |
L |
703408476 |
14.0000 |
L |
Ordinary |
2015-12-29 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
2990000 |
706190476 |
14.0500 |
L |
703200476 |
13.9900 |
L |
Ordinary |
2015-12-11 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
3868000 |
756184676 |
15.0500 |
L |
752316676 |
14.9700 |
L |
Ordinary |
2015-10-27 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
5594000 |
804530676 |
16.0100 |
L |
798936676 |
15.9000 |
L |
Ordinary |
2015-06-23 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
6332000 |
858348176 |
17.0800 |
L |
852016176 |
16.9500 |
L |
Ordinary Shares |
2014-07-28 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
16624000 |
912525031 |
18.1600 |
L |
895901031 |
17.8300 |
L |
Ordinary Shares |
2014-05-08 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
2098000 |
903365031 |
17.9700 |
L |
905463031 |
18.0200 |
L |
Ordinary |
2014-03-13 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
1352000 |
852931031 |
16.9700 |
L |
854283031 |
17.0000 |
L |
Ordinary |
2014-02-10 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
6288316 |
859083347 |
17.0900 |
L |
852795031 |
16.9700 |
L |
Ordinary Shares |
2014-01-21 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
1172000 |
853911347 |
16.9900 |
L |
855083347 |
17.0100 |
L |
Ordinary |
2013-12-31 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
13449400 |
857397347 |
17.0600 |
L |
843947947 |
16.7900 |
L |
Ordinary |
2013-11-21 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
5856000 |
904799347 |
18.0000 |
L |
898943347 |
17.8900 |
L |
Ordinary Shares |
2013-06-24 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
2978000 |
903815347 |
17.9800 |
L |
906793347 |
18.0400 |
L |
Ordinary |
2012-09-10 |
华晨汽车集团控股有限公司 |
Huachen Automotive Group Holdings Company Limited |
125000000 |
2260074988 |
44.9700 |
L |
2135074988 |
42.4800 |
L |
Ordinary Shares |
2012-08-31 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
1246000 |
251366000 |
5.0000 |
L |
250120000 |
4.9700 |
L |
Ordinary Shares |
2012-08-31 |
谢清海 |
Cheah Cheng Hye |
1246000 |
251366000 |
5.0000 |
L |
250120000 |
4.9700 |
L |
Ordinary Shares |
2012-08-31 |
杜巧贤 |
To Hau Yin |
1246000 |
251366000 |
5.0000 |
L |
250120000 |
4.9700 |
L |
Ordinary Shares |
2012-08-31 |
惠理基金管理公司 |
Value Partners Limited |
1246000 |
251366000 |
5.0000 |
L |
250120000 |
4.9700 |
L |
Ordinary Shares |
2012-08-31 |
惠理集团有限公司 |
Value Partners Group Limited |
1246000 |
251366000 |
5.0000 |
L |
250120000 |
4.9700 |
L |
Ordinary Shares |
2012-08-31 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
1246000 |
251366000 |
5.0000 |
L |
250120000 |
4.9700 |
L |
Ordinary Shares |
2012-08-31 |
切亚有限公司 |
Cheah Company Limited |
1246000 |
251366000 |
5.0000 |
L |
250120000 |
4.9700 |
L |
Ordinary Shares |
2012-07-30 |
切亚有限公司 |
Cheah Company Limited |
830000 |
301602000 |
6.0000 |
L |
300772000 |
5.9800 |
L |
Ordinary Shares |
2012-07-30 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
830000 |
301602000 |
6.0000 |
L |
300772000 |
5.9800 |
L |
Ordinary Shares |
2012-07-30 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
830000 |
301602000 |
6.0000 |
L |
300772000 |
5.9800 |
L |
Ordinary Shares |
2012-07-30 |
谢清海 |
Cheah Cheng Hye |
830000 |
301602000 |
6.0000 |
L |
300772000 |
5.9800 |
L |
Ordinary Shares |
2012-07-30 |
杜巧贤 |
To Hau Yin |
830000 |
301602000 |
6.0000 |
L |
300772000 |
5.9800 |
L |
Ordinary Shares |
2012-07-30 |
惠理集团有限公司 |
Value Partners Group Limited |
830000 |
301602000 |
6.0000 |
L |
300772000 |
5.9800 |
L |
Ordinary Shares |
2012-07-30 |
惠理基金管理公司 |
Value Partners Limited |
830000 |
301602000 |
6.0000 |
L |
300772000 |
5.9800 |
L |
Ordinary Shares |
2012-06-21 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
608000 |
853971347 |
16.9900 |
L |
854579347 |
17.0000 |
L |
Ordinary Shares |
2012-05-28 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
500000 |
351854000 |
7.0000 |
L |
351354000 |
6.9900 |
L |
Ordinary Shares |
2012-05-28 |
谢清海 |
Cheah Cheng Hye |
500000 |
351854000 |
7.0000 |
L |
351354000 |
6.9900 |
L |
Ordinary Shares |
2012-05-28 |
切亚有限公司 |
Cheah Company Limited |
500000 |
351854000 |
7.0000 |
L |
351354000 |
6.9900 |
L |
Ordinary Shares |
2012-05-28 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
500000 |
351854000 |
7.0000 |
L |
351354000 |
6.9900 |
L |
Ordinary Shares |
2012-05-28 |
杜巧贤 |
To Hau Yin |
500000 |
351854000 |
7.0000 |
L |
351354000 |
6.9900 |
L |
Ordinary Shares |
2012-05-28 |
惠理集团有限公司 |
Value Partners Group Limited |
500000 |
351854000 |
7.0000 |
L |
351354000 |
6.9900 |
L |
Ordinary Shares |
2012-05-28 |
惠理基金管理公司 |
Value Partners Limited |
500000 |
351854000 |
7.0000 |
L |
351354000 |
6.9900 |
L |
Ordinary Shares |
2012-05-09 |
华晨汽车集团控股有限公司 |
Huachen Automotive Group Holdings Company Limited |
|
2260074988 |
45.0100 |
L |
2260074988 |
44.9700 |
L |
Ordinary Shares |
2012-05-04 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
3890000 |
404840000 |
8.0600 |
L |
400950000 |
7.9800 |
L |
Ordinary Shares |
2012-05-04 |
谢清海 |
Cheah Cheng Hye |
3890000 |
404840000 |
8.0600 |
L |
400950000 |
7.9800 |
L |
Ordinary Shares |
2012-05-04 |
切亚有限公司 |
Cheah Company Limited |
3890000 |
404840000 |
8.0600 |
L |
400950000 |
7.9800 |
L |
Ordinary Shares |
2012-05-04 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
3890000 |
404840000 |
8.0600 |
L |
400950000 |
7.9800 |
L |
Ordinary Shares |
2012-05-04 |
杜巧贤 |
To Hau Yin |
3890000 |
404840000 |
8.0600 |
L |
400950000 |
7.9800 |
L |
Ordinary Shares |
2012-05-04 |
惠理集团有限公司 |
Value Partners Group Limited |
3890000 |
404840000 |
8.0600 |
L |
400950000 |
7.9800 |
L |
Ordinary Shares |
2012-05-04 |
惠理基金管理公司 |
Value Partners Limited |
3890000 |
404840000 |
8.0600 |
L |
400950000 |
7.9800 |
L |
Ordinary Shares |
2012-02-16 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
1186000 |
452856000 |
9.0100 |
L |
451670000 |
8.9900 |
L |
Ordinary Shares |
2012-02-16 |
谢清海 |
Cheah Cheng Hye |
1186000 |
452856000 |
9.0100 |
L |
451670000 |
8.9900 |
L |
Ordinary Shares |
2012-02-16 |
切亚有限公司 |
Cheah Company Limited |
1186000 |
452856000 |
9.0100 |
L |
451670000 |
8.9900 |
L |
Ordinary Shares |
2012-02-16 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
1186000 |
452856000 |
9.0100 |
L |
451670000 |
8.9900 |
L |
Ordinary Shares |
2012-02-16 |
杜巧贤 |
To Hau Yin |
1186000 |
452856000 |
9.0100 |
L |
451670000 |
8.9900 |
L |
Ordinary Shares |
2012-02-16 |
惠理集团有限公司 |
Value Partners Group Limited |
1186000 |
452856000 |
9.0100 |
L |
451670000 |
8.9900 |
L |
Ordinary Shares |
2012-02-16 |
惠理基金管理公司 |
Value Partners Limited |
1186000 |
452856000 |
9.0100 |
L |
451670000 |
8.9900 |
L |
Ordinary Shares |
2012-02-02 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
4768000 |
451328000 |
8.9900 |
L |
456096000 |
9.0800 |
L |
Ordinary Shares |
2012-02-02 |
谢清海 |
Cheah Cheng Hye |
4768000 |
451328000 |
8.9900 |
L |
456096000 |
9.0800 |
L |
Ordinary Shares |
2012-02-02 |
切亚有限公司 |
Cheah Company Limited |
4768000 |
451328000 |
8.9900 |
L |
456096000 |
9.0800 |
L |
Ordinary Shares |
2012-02-02 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
4768000 |
451328000 |
8.9900 |
L |
456096000 |
9.0800 |
L |
Ordinary Shares |
2012-02-02 |
杜巧贤 |
To Hau Yin |
4768000 |
451328000 |
8.9900 |
L |
456096000 |
9.0800 |
L |
Ordinary Shares |
2012-02-02 |
惠理集团有限公司 |
Value Partners Group Limited |
4768000 |
451328000 |
8.9900 |
L |
456096000 |
9.0800 |
L |
Ordinary Shares |
2012-02-02 |
惠理基金管理公司 |
Value Partners Limited |
4768000 |
451328000 |
8.9900 |
L |
456096000 |
9.0800 |
L |
Ordinary Shares |
2011-12-12 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
7044000 |
454522000 |
9.0900 |
L |
447478000 |
8.9400 |
L |
Ordinary Shares |
2011-12-12 |
谢清海 |
Cheah Cheng Hye |
7044000 |
454522000 |
9.0900 |
L |
447478000 |
8.9400 |
L |
Ordinary Shares |
2011-12-12 |
切亚有限公司 |
Cheah Company Limited |
7044000 |
454522000 |
9.0900 |
L |
447478000 |
8.9400 |
L |
Ordinary Shares |
2011-12-12 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
7044000 |
454522000 |
9.0900 |
L |
447478000 |
8.9400 |
L |
Ordinary Shares |
2011-12-12 |
杜巧贤 |
To Hau Yin |
7044000 |
454522000 |
9.0900 |
L |
447478000 |
8.9400 |
L |
Ordinary Shares |
2011-12-12 |
惠理集团有限公司 |
Value Partners Group Limited |
7044000 |
454522000 |
9.0900 |
L |
447478000 |
8.9400 |
L |
Ordinary Shares |
2011-12-12 |
惠理基金管理公司 |
Value Partners Limited |
7044000 |
454522000 |
9.0900 |
L |
447478000 |
8.9400 |
L |
Ordinary Shares |
2011-12-02 |
惠理集团有限公司 |
Value Partners Group Limited |
|
463354000 |
9.2600 |
L |
463354000 |
9.2600 |
L |
Ordinary Shares |
2011-11-09 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
2000000 |
499714000 |
10.0000 |
L |
497714000 |
9.9600 |
L |
Ordinary Shares |
2011-11-09 |
谢清海 |
Cheah Cheng Hye |
2000000 |
499714000 |
10.0000 |
L |
497714000 |
9.9600 |
L |
Ordinary Shares |
2011-11-09 |
切亚有限公司 |
Cheah Company Limited |
2000000 |
499714000 |
10.0000 |
L |
497714000 |
9.9600 |
L |
Ordinary Shares |
2011-11-09 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
2000000 |
499714000 |
10.0000 |
L |
497714000 |
9.9600 |
L |
Ordinary Shares |
2011-11-09 |
惠理集团有限公司 |
Value Partners Group Limited |
2000000 |
499714000 |
10.0000 |
L |
497714000 |
9.9600 |
L |
Ordinary Shares |
2011-11-09 |
杜巧贤 |
To Hau Yin |
2000000 |
499714000 |
10.0000 |
L |
497714000 |
9.9600 |
L |
Ordinary Shares |
2011-11-09 |
惠理基金管理公司 |
Value Partners Limited |
2000000 |
499714000 |
10.0000 |
L |
497714000 |
9.9600 |
L |
Ordinary Shares |
2011-09-30 |
切亚有限公司 |
Cheah Company Limited |
10896000 |
555680000 |
11.1200 |
L |
544784000 |
10.9000 |
L |
Ordinary Shares |
2011-09-30 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
10896000 |
555680000 |
11.1200 |
L |
544784000 |
10.9000 |
L |
Ordinary Shares |
2011-09-30 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
10896000 |
555680000 |
11.1200 |
L |
544784000 |
10.9000 |
L |
Ordinary Shares |
2011-09-30 |
谢清海 |
Cheah Cheng Hye |
10896000 |
555680000 |
11.1200 |
L |
544784000 |
10.9000 |
L |
Ordinary Shares |
2011-09-30 |
杜巧贤 |
To Hau Yin |
10896000 |
555680000 |
11.1200 |
L |
544784000 |
10.9000 |
L |
Ordinary Shares |
2011-09-30 |
惠理集团有限公司 |
Value Partners Group Limited |
10896000 |
555680000 |
11.1200 |
L |
544784000 |
10.9000 |
L |
Ordinary Shares |
2011-09-30 |
惠理基金管理公司 |
Value Partners Limited |
10896000 |
555680000 |
11.1200 |
L |
544784000 |
10.9000 |
L |
Ordinary Shares |
2011-08-01 |
切亚有限公司 |
Cheah Company Limited |
186000 |
599652000 |
12.0000 |
L |
599466000 |
11.9900 |
L |
Ordinary Shares |
2011-08-01 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
186000 |
599652000 |
12.0000 |
L |
599466000 |
11.9900 |
L |
Ordinary Shares |
2011-08-01 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
186000 |
599652000 |
12.0000 |
L |
599466000 |
11.9900 |
L |
Ordinary Shares |
2011-08-01 |
谢清海 |
Cheah Cheng Hye |
186000 |
599652000 |
12.0000 |
L |
599466000 |
11.9900 |
L |
Ordinary Shares |
2011-08-01 |
杜巧贤 |
To Hau Yin |
186000 |
599652000 |
12.0000 |
L |
599466000 |
11.9900 |
L |
Ordinary Shares |
2011-08-01 |
惠理集团有限公司 |
Value Partners Group Limited |
186000 |
599652000 |
12.0000 |
L |
599466000 |
11.9900 |
L |
Ordinary Shares |
2011-08-01 |
惠理基金管理公司 |
Value Partners Limited |
186000 |
599652000 |
12.0000 |
L |
599466000 |
11.9900 |
L |
Ordinary Shares |
2011-03-23 |
切亚有限公司 |
Cheah Company Limited |
6500000 |
593538000 |
11.8800 |
L |
600038000 |
12.0100 |
L |
Ordinary Shares |
2011-03-23 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
6500000 |
593538000 |
11.8800 |
L |
600038000 |
12.0100 |
L |
Ordinary Shares |
2011-03-23 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
6500000 |
593538000 |
11.8800 |
L |
600038000 |
12.0100 |
L |
Ordinary Shares |
2011-03-23 |
谢清海 |
Cheah Cheng Hye |
6500000 |
593538000 |
11.8800 |
L |
600038000 |
12.0100 |
L |
Ordinary Shares |
2011-03-23 |
杜巧贤 |
To Hau Yin |
6500000 |
593538000 |
11.8800 |
L |
600038000 |
12.0100 |
L |
Ordinary Shares |
2011-03-23 |
惠理集团有限公司 |
Value Partners Group Limited |
6500000 |
593538000 |
11.8800 |
L |
600038000 |
12.0100 |
L |
Ordinary Shares |
2011-03-23 |
惠理基金管理公司 |
Value Partners Limited |
6500000 |
593538000 |
11.8800 |
L |
600038000 |
12.0100 |
L |
Ordinary Shares |
2011-03-15 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
3866000 |
602874000 |
12.0700 |
L |
599008000 |
11.9900 |
L |
Ordinary Shares |
2011-03-15 |
谢清海 |
Cheah Cheng Hye |
3866000 |
602874000 |
12.0700 |
L |
599008000 |
11.9900 |
L |
Ordinary Shares |
2011-03-15 |
切亚有限公司 |
Cheah Company Limited |
3866000 |
602874000 |
12.0700 |
L |
599008000 |
11.9900 |
L |
Ordinary Shares |
2011-03-15 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
3866000 |
602874000 |
12.0700 |
L |
599008000 |
11.9900 |
L |
Ordinary Shares |
2011-03-15 |
杜巧贤 |
To Hau Yin |
3866000 |
602874000 |
12.0700 |
L |
599008000 |
11.9900 |
L |
Ordinary Shares |
2011-03-15 |
惠理集团有限公司 |
Value Partners Group Limited |
3866000 |
602874000 |
12.0700 |
L |
599008000 |
11.9900 |
L |
Ordinary Shares |
2011-03-15 |
惠理基金管理公司 |
Value Partners Limited |
3866000 |
602874000 |
12.0700 |
L |
599008000 |
11.9900 |
L |
Ordinary Shares |
2010-10-21 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
10832000 |
589342000 |
11.8000 |
L |
600174000 |
12.0100 |
L |
Ordinary Shares |
2010-10-21 |
谢清海 |
Cheah Cheng Hye |
10832000 |
589342000 |
11.8000 |
L |
600174000 |
12.0100 |
L |
Ordinary Shares |
2010-10-21 |
切亚有限公司 |
Cheah Company Limited |
10832000 |
589342000 |
11.8000 |
L |
600174000 |
12.0100 |
L |
Ordinary Shares |
2010-10-21 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
10832000 |
589342000 |
11.8000 |
L |
600174000 |
12.0100 |
L |
Ordinary Shares |
2010-10-21 |
杜巧贤 |
To Hau Yin |
10832000 |
589342000 |
11.8000 |
L |
600174000 |
12.0100 |
L |
Ordinary Shares |
2010-10-21 |
惠理集团有限公司 |
Value Partners Group Limited |
10832000 |
589342000 |
11.8000 |
L |
600174000 |
12.0100 |
L |
Ordinary Shares |
2010-10-21 |
惠理基金管理公司 |
Value Partners Limited |
10832000 |
589342000 |
11.8000 |
L |
600174000 |
12.0100 |
L |
Ordinary Shares |
2010-10-08 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
3558000 |
547172000 |
10.9500 |
L |
550730000 |
11.0200 |
L |
Ordinary Shares |
2010-10-08 |
切亚有限公司 |
Cheah Company Limited |
3558000 |
547172000 |
10.9500 |
L |
550730000 |
11.0200 |
L |
Ordinary Shares |
2010-10-08 |
谢清海 |
Cheah Cheng Hye |
3558000 |
547172000 |
10.9500 |
L |
550730000 |
11.0200 |
L |
Ordinary Shares |
2010-10-08 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
3558000 |
547172000 |
10.9500 |
L |
550730000 |
11.0200 |
L |
Ordinary Shares |
2010-10-08 |
杜巧贤 |
To Hau Yin |
3558000 |
547172000 |
10.9500 |
L |
550730000 |
11.0200 |
L |
Ordinary Shares |
2010-10-08 |
惠理基金管理公司 |
Value Partners Limited |
3558000 |
547172000 |
10.9500 |
L |
550730000 |
11.0200 |
L |
Ordinary Shares |
2010-10-08 |
惠理集团有限公司 |
Value Partners Group Limited |
3558000 |
547172000 |
10.9500 |
L |
550730000 |
11.0200 |
L |
Ordinary Shares |
2010-09-24 |
切亚有限公司 |
Cheah Company Limited |
8598000 |
490858000 |
9.8200 |
L |
499456000 |
10.0000 |
L |
Ordinary Shares |
2010-09-24 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
8598000 |
490858000 |
9.8200 |
L |
499456000 |
10.0000 |
L |
Ordinary Shares |
2010-09-24 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
8598000 |
490858000 |
9.8200 |
L |
499456000 |
10.0000 |
L |
Ordinary Shares |
2010-09-24 |
谢清海 |
Cheah Cheng Hye |
8598000 |
490858000 |
9.8200 |
L |
499456000 |
10.0000 |
L |
Ordinary Shares |
2010-09-24 |
杜巧贤 |
To Hau Yin |
8598000 |
490858000 |
9.8200 |
L |
499456000 |
10.0000 |
L |
Ordinary Shares |
2010-09-24 |
惠理集团有限公司 |
Value Partners Group Limited |
8598000 |
490858000 |
9.8200 |
L |
499456000 |
10.0000 |
L |
Ordinary Shares |
2010-09-24 |
惠理基金管理公司 |
Value Partners Limited |
8598000 |
490858000 |
9.8200 |
L |
499456000 |
10.0000 |
L |
Ordinary Shares |
2010-09-21 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
27576000 |
446186000 |
8.9300 |
L |
473762000 |
9.4800 |
L |
Ordinary Shares |
2010-09-21 |
谢清海 |
Cheah Cheng Hye |
27576000 |
446186000 |
8.9300 |
L |
473762000 |
9.4800 |
L |
Ordinary Shares |
2010-09-21 |
切亚有限公司 |
Cheah Company Limited |
27576000 |
446186000 |
8.9300 |
L |
473762000 |
9.4800 |
L |
Ordinary Shares |
2010-09-21 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
27576000 |
446186000 |
8.9300 |
L |
473762000 |
9.4800 |
L |
Ordinary Shares |
2010-09-21 |
杜巧贤 |
To Hau Yin |
27576000 |
446186000 |
8.9300 |
L |
473762000 |
9.4800 |
L |
Ordinary Shares |
2010-09-21 |
惠理集团有限公司 |
Value Partners Group Limited |
27576000 |
446186000 |
8.9300 |
L |
473762000 |
9.4800 |
L |
Ordinary Shares |
2010-09-21 |
惠理基金管理公司 |
Value Partners Limited |
27576000 |
446186000 |
8.9300 |
L |
473762000 |
9.4800 |
L |
Ordinary Shares |
2010-09-17 |
切亚有限公司 |
Cheah Company Limited |
42358000 |
380208000 |
7.6100 |
L |
422566000 |
8.4600 |
L |
Ordinary Shares |
2010-09-17 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
42358000 |
380208000 |
7.6100 |
L |
422566000 |
8.4600 |
L |
Ordinary Shares |
2010-09-17 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
42358000 |
380208000 |
7.6100 |
L |
422566000 |
8.4600 |
L |
Ordinary Shares |
2010-09-17 |
谢清海 |
Cheah Cheng Hye |
42358000 |
380208000 |
7.6100 |
L |
422566000 |
8.4600 |
L |
Ordinary Shares |
2010-09-17 |
杜巧贤 |
To Hau Yin |
42358000 |
380208000 |
7.6100 |
L |
422566000 |
8.4600 |
L |
Ordinary Shares |
2010-09-17 |
惠理集团有限公司 |
Value Partners Group Limited |
42358000 |
380208000 |
7.6100 |
L |
422566000 |
8.4600 |
L |
Ordinary Shares |
2010-09-17 |
惠理基金管理公司 |
Value Partners Limited |
42358000 |
380208000 |
7.6100 |
L |
422566000 |
8.4600 |
L |
Ordinary Shares |
2010-09-14 |
切亚有限公司 |
Cheah Company Limited |
16496000 |
348846000 |
6.9800 |
L |
365342000 |
7.3100 |
L |
Ordinary Shares |
2010-09-14 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
16496000 |
348846000 |
6.9800 |
L |
365342000 |
7.3100 |
L |
Ordinary Shares |
2010-09-14 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
16496000 |
348846000 |
6.9800 |
L |
365342000 |
7.3100 |
L |
Ordinary Shares |
2010-09-14 |
谢清海 |
Cheah Cheng Hye |
16496000 |
348846000 |
6.9800 |
L |
365342000 |
7.3100 |
L |
Ordinary Shares |
2010-09-14 |
杜巧贤 |
To Hau Yin |
16496000 |
348846000 |
6.9800 |
L |
365342000 |
7.3100 |
L |
Ordinary Shares |
2010-09-14 |
惠理集团有限公司 |
Value Partners Group Limited |
16496000 |
348846000 |
6.9800 |
L |
365342000 |
7.3100 |
L |
Ordinary Shares |
2010-09-14 |
惠理基金管理公司 |
Value Partners Limited |
16496000 |
348846000 |
6.9800 |
L |
365342000 |
7.3100 |
L |
Ordinary Shares |
2010-07-30 |
杜巧贤 |
To Hau Yin |
4064000 |
298416000 |
5.9700 |
L |
302480000 |
6.0500 |
L |
Ordinary Shares |
2010-07-30 |
惠理基金管理公司 |
Value Partners Limited |
4064000 |
298416000 |
5.9700 |
L |
302480000 |
6.0500 |
L |
Ordinary Shares |
2010-07-30 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
4064000 |
298416000 |
5.9700 |
L |
302480000 |
6.0500 |
L |
Ordinary Shares |
2010-07-30 |
惠理集团有限公司 |
Value Partners Group Limited |
4064000 |
298416000 |
5.9700 |
L |
302480000 |
6.0500 |
L |
Ordinary Shares |
2010-07-30 |
切亚有限公司 |
Cheah Company Limited |
4064000 |
298416000 |
5.9700 |
L |
302480000 |
6.0500 |
L |
Ordinary Shares |
2010-07-30 |
谢清海 |
Cheah Cheng Hye |
4064000 |
298416000 |
5.9700 |
L |
302480000 |
6.0500 |
L |
Ordinary Shares |
2010-07-30 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
4064000 |
298416000 |
5.9700 |
L |
302480000 |
6.0500 |
L |
Ordinary Shares |
2010-06-01 |
恒生银行信托国际有限公司 |
Hang Seng Bank Trustee International Limited |
18000000 |
248122000 |
4.9600 |
L |
266122000 |
5.3200 |
L |
Ordinary Shares |
2010-06-01 |
切亚有限公司 |
Cheah Company Limited |
18000000 |
248122000 |
4.9600 |
L |
266122000 |
5.3200 |
L |
Ordinary Shares |
2010-06-01 |
惠理基金管理公司 |
Value Partners Limited |
18000000 |
248122000 |
4.9600 |
L |
266122000 |
5.3200 |
L |
Ordinary Shares |
2010-06-01 |
惠理集团有限公司 |
Value Partners Group Limited |
18000000 |
248122000 |
4.9600 |
L |
266122000 |
5.3200 |
L |
Ordinary Shares |
2010-06-01 |
杜巧贤 |
To Hau Yin |
18000000 |
248122000 |
4.9600 |
L |
266122000 |
5.3200 |
L |
Ordinary Shares |
2010-06-01 |
谢清海 |
Cheah Cheng Hye |
18000000 |
248122000 |
4.9600 |
L |
266122000 |
5.3200 |
L |
Ordinary Shares |
2010-06-01 |
切亚资本管理有限公司 |
Cheah Capital Management Limited |
18000000 |
248122000 |
4.9600 |
L |
266122000 |
5.3200 |
L |
Ordinary Shares |
2010-04-19 |
摩根大通 |
JPMorgan Chase & Co. |
|
41396889 |
0.8300 |
P |
41396889 |
0.8300 |
P |
Ordinary Shares |
2010-04-19 |
摩根大通 |
JPMorgan Chase & Co. |
|
0 |
0.0000 |
S |
0 |
0.0000 |
S |
Ordinary Shares |
2010-04-19 |
摩根大通 |
JPMorgan Chase & Co. |
11872000 |
251700889 |
5.0400 |
L |
239828889 |
4.8000 |
L |
Ordinary Shares |
2010-03-19 |
摩根大通 |
JPMorgan Chase & Co. |
|
40482889 |
0.8100 |
P |
40482889 |
0.8100 |
P |
Ordinary Shares |
2010-03-19 |
摩根大通 |
JPMorgan Chase & Co. |
|
500000 |
0.0100 |
S |
500000 |
0.0100 |
S |
Ordinary Shares |
2010-03-19 |
摩根大通 |
JPMorgan Chase & Co. |
4130000 |
247880889 |
4.9600 |
L |
252010889 |
5.0500 |
L |
Ordinary Shares |
2009-12-08 |
华晨汽车集团控股有限公司 |
Huachen Automotive Group Holdings Company Limited |
500000000 |
2760074988 |
55.3800 |
L |
2260074988 |
45.3500 |
L |
Ordinary Shares |
2009-09-10 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
5572000 |
795423632 |
15.9600 |
L |
800995632 |
16.0700 |
L |
Ordinary Shares |
2009-08-13 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
17432000 |
737031632 |
14.7900 |
L |
754463632 |
15.1400 |
L |
Ordinary Shares |
2009-07-22 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
3338000 |
694217632 |
13.9300 |
L |
697555632 |
14.0000 |
L |
Ordinary Shares |
2009-06-02 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
12402000 |
636535632 |
12.7700 |
L |
648937632 |
13.0200 |
L |
Ordinary Shares |
2009-05-25 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
0 |
635141632 |
17.3100 |
L |
635141632 |
12.7400 |
L |
Ordinary Shares |
2009-05-21 |
华晨汽车集团控股有限公司 |
Huachen Automotive Group Holdings Company Limited |
1313953488 |
2760074988 |
75.2100 |
L |
2760074988 |
55.3800 |
L |
Ordinary Shares |
2009-05-21 |
贝莱德公司 |
Blackrock, Inc. |
|
212780786 |
5.8000 |
L |
212780786 |
4.2700 |
L |
Ordinary |
2009-05-20 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
5000000 |
619099632 |
16.8700 |
L |
624099632 |
17.0100 |
L |
Ordinary Shares |
2009-03-24 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
8376000 |
583169632 |
15.8900 |
L |
591545632 |
16.1200 |
L |
Ordinary Shares |
2009-02-27 |
贝莱德公司 |
Blackrock, Inc. |
213640786 |
213640786 |
5.8200 |
L |
213640786 |
5.8200 |
L |
Ordinary Shares |
2009-02-27 |
|
Merrill Lynch & Co., Inc. |
213640786 |
216774153 |
5.9100 |
L |
3133367 |
0.0900 |
L |
Ordinary |
2009-02-27 |
美国银行 |
Bank of America Corporation |
213640786 |
216774153 |
5.9100 |
L |
3133367 |
0.0900 |
L |
Ordinary Shares |
2009-02-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
45595883 |
221900059 |
6.0500 |
L |
176304176 |
4.8000 |
L |
Common Shares |
2009-02-20 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
45595883 |
154051958 |
4.2000 |
S |
108456075 |
2.9600 |
S |
Common Shares |
2009-02-18 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
106390393 |
328290452 |
8.9500 |
L |
221900059 |
6.0500 |
L |
Common |
2009-02-18 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
154051958 |
4.2000 |
S |
154051958 |
4.2000 |
S |
Common |
2009-02-04 |
邓普顿基金管理有限公司 |
Templeton Asset Management Limited |
2574000 |
549437632 |
14.9700 |
L |
552011632 |
15.0400 |
L |
Ordinary Shares |
2009-01-29 |
|
Brandes Investment Partners, L.P. |
20000000 |
198986000 |
5.4200 |
L |
178986000 |
4.8800 |
L |
Ordinary Shares |
2009-01-16 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
45595883 |
110411424 |
3.0100 |
S |
156007306 |
4.2500 |
S |
Common |
2009-01-16 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
45595883 |
281599256 |
7.6700 |
L |
327195139 |
8.9200 |
L |
Common |
2009-01-15 |
|
Brandes Investment Partners, L.P. |
6335000 |
222181000 |
6.0500 |
L |
215846000 |
5.8800 |
L |
Ordinary Shares |
2009-01-14 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
10132418 |
100279006 |
2.7300 |
S |
110411424 |
3.0100 |
S |
Common |
2009-01-14 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
271466838 |
7.4000 |
L |
281599256 |
7.6700 |
L |
Common |
2009-01-12 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
55728301 |
156007307 |
4.2500 |
S |
100279006 |
2.7300 |
S |
Common |
2009-01-12 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
55728301 |
331248107 |
9.0300 |
L |
275519805 |
7.5100 |
L |
Common |