事件日期 |
中文股东名称 |
持股人名字 |
涉及股份(股) |
先前结余(股) |
先前结余率(%) |
先前类别 |
目前结余(股) |
目前结余率(%) |
目前类别 |
股份类别 |
2021-10-15 |
深圳市招融投资控股有限公司 (China Merchants Finance Investment Holdings Co., Ltd.) |
深圳市招融投资控股有限公司 (China Merchants Finance Investment Holdings Co., Ltd.) |
0 |
0 |
0.0000 |
L |
42022041 |
0.2759 |
L |
普通股 |
2021-10-15 |
招融投资控股(香港)有限公司 (CMF Holdings Limited) |
招融投资控股(香港)有限公司 (CMF Holdings Limited) |
0 |
0 |
0.0000 |
L |
42022041 |
0.2759 |
L |
普通股 |
2021-10-15 |
China Merchants Financial Services Ltd. |
China Merchants Financial Services Ltd. |
0 |
42022041 |
0.2759 |
L |
0 |
0.0000 |
L |
普通股 |
2021-10-15 |
China Merchants Holdings (Hong Kong) Co. Ltd. |
China Merchants Holdings (Hong Kong) Co. Ltd. |
0 |
42022041 |
0.2759 |
L |
0 |
0.0000 |
L |
普通股 |
2018-12-05 |
|
Lazard Asset Management LLC |
798561 |
25286145 |
16.5900 |
L |
26084706 |
17.1200 |
L |
H Shares |
2018-02-13 |
|
Lazard Asset Management LLC |
1170000 |
26248145 |
17.2300 |
L |
25078145 |
16.4600 |
L |
H Shares |
2017-12-12 |
Good Image Ltd. |
Good Image Ltd. |
0 |
38855507 |
0.2551 |
L |
42022041 |
0.2759 |
L |
普通股 |
2017-12-12 |
China Merchants Financial Services Ltd. |
China Merchants Financial Services Ltd. |
0 |
38855507 |
0.2551 |
L |
42022041 |
0.2759 |
L |
普通股 |
2017-12-12 |
招商局集团有限公司 |
China Merchants Group Ltd. |
|
42022041 |
27.5900 |
L |
42022041 |
27.5900 |
L |
Ordinary Shares |
2017-12-12 |
招商局金融集团有限公司 |
China Merchants Finance Holdings Company Limited |
|
42022041 |
27.5900 |
L |
42022041 |
27.5900 |
L |
Ordinary Shares |
2017-12-12 |
招商局金融服务有限公司 |
China Merchants Financial Services Ltd. |
|
38855507 |
25.5100 |
L |
42022041 |
27.5900 |
L |
Ordinary Shares |
2017-12-12 |
招商局集团(香港)有限公司 |
China Merchants Holdings (Hong Kong) Co. Ltd |
|
42022041 |
27.5900 |
L |
42022041 |
27.5900 |
L |
Ordinary Shares |
2017-12-12 |
招商局轮船股份有限公司 |
China Merchants Steam Navigation Co. Ltd |
|
42022041 |
27.5900 |
L |
42022041 |
27.5900 |
L |
Ordinary Shares |
2017-12-12 |
|
Good Image Limited |
|
38855507 |
25.5100 |
L |
42022041 |
27.5900 |
L |
Ordinary Shares |
2017-09-01 |
|
Lazard Asset Management LLC |
334000 |
29019391 |
19.0500 |
L |
28685391 |
18.8300 |
L |
H Shares |
2014-12-10 |
华夏基金管理有限公司 |
China Asset Management Co., Ltd. |
570000 |
8045475 |
5.2800 |
L |
7475475 |
4.9100 |
L |
Ordinary Shares |
2014-06-09 |
|
Lazard Asset Management LLC |
6000 |
28941290 |
18.9900 |
L |
28947290 |
19.0000 |
L |
Common Stock |
2014-05-16 |
|
Lazard Asset Management LLC |
36000 |
28977290 |
19.0200 |
L |
28941290 |
18.9900 |
L |
Common Stock |
2013-08-07 |
|
Lazard Asset Management LLC |
96000 |
30556535 |
20.0600 |
L |
30460535 |
19.9900 |
L |
Common Stock |
2013-07-31 |
|
Good Image Limited |
|
37423946 |
24.8800 |
L |
38855507 |
25.5100 |
L |
Ordinary |
2013-07-31 |
招商局轮船股份有限公司 |
China Merchants Steam Navigation Co. Ltd |
|
40473815 |
26.9100 |
L |
42022041 |
27.5900 |
L |
Ordinary |
2013-07-31 |
招商局集团(香港)有限公司 |
China Merchants Holdings (Hong Kong) Co. Ltd |
|
40473815 |
26.9100 |
L |
42022041 |
27.5900 |
L |
Ordinary |
2013-07-31 |
招商局集团有限公司 |
China Merchants Group Ltd. |
|
40473815 |
26.9100 |
L |
42022041 |
27.5900 |
L |
Ordinary |
2013-07-31 |
招商局金融服务有限公司 |
China Merchants Financial Services Ltd. |
|
37423946 |
24.8800 |
L |
38855507 |
25.5100 |
L |
Ordinary |
2013-07-31 |
招商局金融集团有限公司 |
China Merchants Finance Holdings Company Limited |
|
40473815 |
26.9100 |
L |
42022041 |
27.5900 |
L |
Ordinary |
2013-07-31 |
华夏基金管理有限公司 |
China Asset Management Co., Ltd. |
|
9099475 |
6.0500 |
L |
9099475 |
5.9700 |
L |
H Shares |
2013-07-15 |
|
Lazard Asset Management LLC |
581275 |
31986902 |
21.2400 |
L |
31405627 |
20.8800 |
L |
Common Stock |
2013-07-05 |
|
Lazard Asset Management LLC |
0 |
32516945 |
20.5400 |
L |
32516945 |
21.6200 |
L |
Common Stock |
2013-07-04 |
瑞士银行 |
UBS AG |
|
1571000 |
1.0400 |
S |
871000 |
0.5800 |
S |
Ordinary |
2013-07-04 |
瑞士银行 |
UBS AG |
1085483 |
8054000 |
5.3500 |
L |
6968517 |
4.6300 |
L |
Ordinary |
2013-07-03 |
|
Good Image Limited |
1969681 |
39393627 |
24.8800 |
L |
37423946 |
24.8800 |
L |
Ordinary |
2013-07-03 |
瑞士银行 |
UBS AG |
|
1571000 |
0.9900 |
S |
1571000 |
1.0400 |
S |
Ordinary |
2013-07-03 |
瑞士银行 |
UBS AG |
|
8054000 |
5.0900 |
L |
8054000 |
5.3500 |
L |
Ordinary |
2013-07-03 |
招商局轮船股份有限公司 |
China Merchants Steam Navigation Co. Ltd |
2130200 |
42604015 |
26.9100 |
L |
40473815 |
26.9100 |
L |
Ordinary |
2013-07-03 |
招商局集团(香港)有限公司 |
China Merchants Holdings (Hong Kong) Co. Ltd |
2130200 |
42604015 |
26.9100 |
L |
40473815 |
26.9100 |
L |
Ordinary |
2013-07-03 |
招商局集团有限公司 |
China Merchants Group Ltd. |
2130200 |
42604015 |
26.9100 |
L |
40473815 |
26.9100 |
L |
Ordinary |
2013-07-03 |
招商局金融服务有限公司 |
China Merchants Financial Services Ltd. |
1969681 |
39393627 |
24.8800 |
L |
37423946 |
24.8800 |
L |
Ordinary |
2013-07-03 |
招商局金融集团有限公司 |
China Merchants Finance Holdings Company Limited |
2130200 |
42604015 |
26.9100 |
L |
40473815 |
26.9100 |
L |
Ordinary |
2013-06-18 |
瑞士银行 |
UBS AG |
700000 |
7362000 |
4.6500 |
L |
8062000 |
5.0900 |
L |
Ordinary |
2013-06-18 |
瑞士银行 |
UBS AG |
|
871000 |
0.5500 |
S |
1571000 |
0.9900 |
S |
Ordinary |
2012-10-17 |
瑞士银行 |
UBS AG |
370000 |
8137000 |
5.1400 |
L |
7767000 |
4.9100 |
L |
Ordinary |
2012-07-31 |
招商局金融集团有限公司 |
China Merchants Finance Holdings Company Limited |
|
38964319 |
25.7200 |
L |
42604015 |
26.9100 |
L |
Ordinary |
2012-07-31 |
招商局金融服务有限公司 |
China Merchants Financial Services Ltd. |
|
36028197 |
23.7800 |
L |
39393627 |
24.8800 |
L |
Ordinary |
2012-07-31 |
招商局集团有限公司 |
China Merchants Group Ltd. |
|
38964319 |
25.7200 |
L |
42604015 |
26.9100 |
L |
Ordinary |
2012-07-31 |
招商局集团(香港)有限公司 |
China Merchants Holdings (Hong Kong) Co. Ltd |
|
38964319 |
25.7200 |
L |
42604015 |
26.9100 |
L |
Ordinary |
2012-07-31 |
招商局轮船股份有限公司 |
China Merchants Steam Navigation Co. Ltd |
|
38964319 |
25.7200 |
L |
42604015 |
26.9100 |
L |
Ordinary |
2012-07-31 |
|
Good Image Limited |
|
36028197 |
23.7800 |
L |
39393627 |
24.8800 |
L |
Ordinary |
2012-07-31 |
|
Revelation Special Situations Fund Ltd. |
|
7615000 |
5.0300 |
L |
7615000 |
4.8100 |
L |
H |
2012-07-31 |
|
Lazard Asset Management LLC |
2824845 |
30148056 |
19.0400 |
L |
32972945 |
20.8200 |
L |
Common Stock |
2012-07-31 |
|
Revelation Capital Management Ltd. |
|
7615000 |
5.0300 |
L |
7615000 |
4.8100 |
L |
Ordinary Shares |
2012-07-31 |
|
Kuchanny Christopher Philip Charles |
|
7615000 |
5.0300 |
L |
7615000 |
4.8100 |
L |
H |
2012-04-24 |
瑞士银行 |
UBS AG |
240000 |
9245000 |
6.1000 |
L |
9005000 |
5.9400 |
L |
Ordinary |
2012-03-28 |
|
Revelation Special Situations Fund Ltd. |
54000 |
9093000 |
6.0000 |
L |
9039000 |
5.9700 |
L |
H |
2012-03-28 |
|
Revelation Capital Management Ltd. |
54000 |
9093000 |
6.0000 |
L |
9039000 |
5.9700 |
L |
Ordinary Shares |
2012-03-28 |
|
Kuchanny Christopher Philip Charles |
54000 |
9093000 |
6.0000 |
L |
9039000 |
5.9700 |
L |
H |
2012-02-28 |
瑞士银行 |
UBS AG |
112000 |
10643000 |
7.0300 |
L |
10531000 |
6.9500 |
L |
Ordinary |
2012-02-17 |
|
Revelation Special Situations Fund Ltd. |
110000 |
10643000 |
7.0300 |
L |
10533000 |
6.9500 |
L |
H |
2012-02-17 |
|
Kuchanny Christopher Philip Charles |
110000 |
10643000 |
7.0300 |
L |
10533000 |
6.9500 |
L |
H |
2012-02-17 |
|
Revelation Capital Management Ltd. |
110000 |
10643000 |
7.0300 |
L |
10533000 |
6.9500 |
L |
Ordinary Shares |
2012-02-02 |
瑞士银行 |
UBS AG |
130000 |
12163000 |
8.0300 |
L |
12033000 |
7.9400 |
L |
Ordinary |
2011-12-21 |
瑞士银行 |
UBS AG |
82000 |
12055000 |
7.9600 |
L |
12137000 |
8.0100 |
L |
Ordinary |
2011-10-27 |
瑞士银行 |
UBS AG |
294000 |
12389000 |
8.1800 |
L |
12095000 |
7.9800 |
L |
Ordinary |
2011-07-31 |
|
Lazard Asset Management LLC |
2824845 |
30148056 |
19.0400 |
L |
32972945 |
20.8200 |
L |
Common Stock |
2011-07-29 |
招商局金融集团有限公司 |
China Merchants Finance Holdings Company Limited |
|
36759760 |
24.6500 |
L |
38964319 |
25.7200 |
L |
Ordinary |
2011-07-29 |
招商局金融服务有限公司 |
China Merchants Financial Services Ltd. |
|
33989760 |
22.7900 |
L |
36028197 |
23.7800 |
L |
Ordinary |
2011-07-29 |
招商局集团有限公司 |
China Merchants Group Ltd. |
|
36759760 |
24.6500 |
L |
38964319 |
25.7200 |
L |
Ordinary |
2011-07-29 |
招商局集团(香港)有限公司 |
China Merchants Holdings (Hong Kong) Co. Ltd |
|
36759760 |
24.6500 |
L |
38964319 |
25.7200 |
L |
Ordinary |
2011-07-29 |
招商局轮船股份有限公司 |
China Merchants Steam Navigation Co. Ltd |
|
36759760 |
24.6500 |
L |
38964319 |
25.7200 |
L |
Ordinary |
2011-07-29 |
|
Good Image Limited |
|
33989760 |
22.7900 |
L |
36028197 |
23.7800 |
L |
Ordinary |
2011-03-03 |
|
Lazard Asset Management LLC |
300000 |
29990100 |
20.1100 |
L |
29610100 |
19.8500 |
L |
Common Stock |
2010-11-08 |
瑞士银行 |
UBS AG |
266000 |
13574795 |
9.1000 |
L |
13308795 |
8.9200 |
L |
Ordinary |
2010-11-03 |
|
Lazard Asset Management LLC |
1124000 |
32357100 |
21.6900 |
L |
31233100 |
20.9400 |
L |
Common Stock |
2010-10-22 |
瑞士银行 |
UBS AG |
42000 |
13394795 |
8.9800 |
L |
13436795 |
9.0100 |
L |
Ordinary |
2010-10-22 |
瑞士银行 |
UBS AG |
|
50000 |
0.0300 |
S |
50000 |
0.0300 |
S |
Ordinary |
2010-05-06 |
|
Lazard Asset Management LLC |
234000 |
31263100 |
20.9600 |
L |
31497100 |
21.1200 |
L |
Common Stock |
2009-10-16 |
|
Kuchanny Christopher Philip Charles |
1326 |
10438865 |
6.9900 |
L |
10440191 |
7.0000 |
L |
Ordinary Shares |
2009-10-16 |
|
Revelation Capital Management Ltd. |
1326 |
10438865 |
6.9900 |
L |
10440191 |
7.0000 |
L |
Ordinary Shares |
2009-10-16 |
|
Revelation Special Situations Fund Ltd. |
1326 |
10438865 |
6.9900 |
L |
10440191 |
7.0000 |
L |
H |
2009-09-17 |
|
Lazard Asset Management LLC |
258000 |
29821300 |
19.9900 |
L |
30079300 |
20.1700 |
L |
Common Stock |
2009-09-02 |
瑞士银行 |
UBS AG |
124000 |
11920500 |
7.9900 |
L |
12044500 |
8.0800 |
L |
Ordinary |
2009-08-25 |
瑞士银行 |
UBS AG |
82000 |
11940500 |
8.0100 |
L |
11858500 |
7.9500 |
L |
Ordinary |
2009-08-05 |
|
Lazard Asset Management LLC |
258000 |
28256300 |
18.9500 |
L |
28514300 |
19.1200 |
L |
Common Stock |
2009-07-20 |
|
Lazard Asset Management LLC |
150000 |
26733300 |
17.9000 |
L |
26883300 |
18.0300 |
L |
Common Stock |
2009-07-08 |
|
Lazard Asset Management LLC |
190000 |
25329300 |
16.9800 |
L |
25519300 |
17.1100 |
L |
Common Stock |
2009-06-30 |
瑞士银行 |
UBS AG |
516000 |
11653300 |
7.8100 |
L |
12169300 |
8.1600 |
L |
Ordinary |
2009-05-04 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
1021934 |
0.6900 |
S |
1934 |
0.0000 |
S |
Common Shares |
2009-05-04 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
1020000 |
8389134 |
5.6200 |
L |
7369134 |
4.9400 |
L |
Common Shares |
2009-04-27 |
瑞士银行 |
UBS AG |
131978 |
12049804 |
8.0800 |
L |
11917826 |
7.9900 |
L |
Ordinary |
2009-03-19 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
104000 |
8999234 |
6.0300 |
L |
8895234 |
5.9600 |
L |
Common Shares |
2009-03-19 |
德意志银行 |
Deutsche Bank Aktiengesellschaft |
|
1021934 |
0.6900 |
S |
1021934 |
0.6900 |
S |
Common Shares |
2009-02-18 |
|
Lazard Asset Management LLC |
86000 |
25355300 |
17.0000 |
L |
25269300 |
16.9400 |
L |
Common Stock |
2009-01-22 |
瑞士银行 |
UBS AG |
1004000 |
14265290 |
9.5700 |
L |
13261290 |
8.8900 |
L |
Ordinary |
2009-01-07 |
|
Lazard Asset Management LLC |
177000 |
25178300 |
16.8800 |
L |
25355300 |
17.0000 |
L |
Common Stock |
2007-11-06 |
华夏基金管理有限公司 |
China Asset Management Co., Ltd. |
7200000 |
2482000 |
1.6600 |
L |
9682000 |
6.4900 |
L |
Ordinary Shares |